Fai Capital Management (Tampa)

Fai Capital Management is a large advisory firm based in Tampa. It manages $616.04 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Florida.

Fai Capital Management provides portfolio management for businesses and institutional clients, selection of other advisers, and advisory consulting services;swap advisory services; bidding agent services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as sale of federally insured cash account.

Fai Capital Management: assets under management

The assets under management (AUM) of Fai Capital Management is $616.04 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in cash and cash equivalents the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fai Capital Management for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jerry Wayne Ford serves?

The only and largest group of clients of Jerry Wayne Ford is state or municipal government entities with 6 clients and $616.04 million of assets under management. Among the 10 most similar advisory firms, Fai Capital Management has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $616.04 million for 6 clients. None of the firm’s clients are foreign persons or businesses.

Fai Capital Management doesn't advise any private funds.

Careers at Fai Capital Management

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jerry Wayne Ford	President/chief compliance officer	1 Feb 2008	75% - 100%	2120734

Based in Tampa

The principal office where Fai Capital Management performs its advisory services is located at 109 S. Macdill Avenue, Tampa, FL 33609, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 813-874-6621 or by fax 813-874-6624. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.