National Retirement Consultants Inc (Hamilton)

National Retirement Consultants Inc is a large advisory firm based in Hamilton. It manages $176.41 million of regulatory assets for 512 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Indiana, Kentucky, and 3 other states.

National Retirement Consultants provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

National Retirement Consultants: assets under management

The assets under management (AUM) of National Retirement Consultants Inc is $176.41 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $176.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $344.55 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 62% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 20% of the firm’s portfolio. Investments in exchange traded securities form 18% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay National Retirement Consultants Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients National Retirement Consultants serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of National Retirement Consultants is high net worth individuals with 191 clients and $128.17 million of assets under management. Among the 10 most similar advisory firms, National Retirement Consultants has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $169.97 million for 508 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

National Retirement Consultants doesn't advise any private funds.

Careers at National Retirement Consultants Inc

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Andrew Groth	Chief compliance officer	1 Mar 1997	75% - 100%	2871558

Based in Hamilton

The principal office where National Retirement Consultants Inc performs its advisory services is located at 223 Ross Avenue, Hamilton, OH 45013, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-863-4015 or by fax 513-785-2221. The normal business hours are 8:30 a.m. - 4:30 p.m. on Monday - Friday.