Lombardia Capital Partners, LLC (Chicago)

Name: Lombardia Capital Partners, LLC
Address: 30 North Lasalle Street, Chicago, IL, 60602 2533
Telephone: 312-269-1060

Lombardia Capital Partners, LLC is a large advisory firm based in Chicago. It manages $1.07 billion of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Illinois, and Pennsylvania.

Lombardia Capital Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lombardia Capital Partners: assets under management

The assets under management (AUM) of Lombardia Capital Partners, LLC is $1.07 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.42 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lombardia Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lombardia Capital Partners, LLC

Andrew Lauren Absler joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Diana Lynn Calhoun	Managing director	1 Apr 2003	Other	4039636
George Gerard Castro	Chief executive officer	1 Jun 2003	25% - 50%	1370152
Leslie Adin Waite	Managing director	1 Jun 2003	Other	4368060
Fernando Inzunza	Chief compliance officer	1 Dec 2003	Other	1932690
Kelly R. Ko	Managing director	1 Jul 2006	Other	4529906
Kelly Raymond Ko	Managing director	1 Jul 2006	Other	4529906
Albert B. Chavez	Chief compliance officer	1 Oct 2006	Other	5240847
Inc. Lombardia Capital Partners	Member	1 Nov 2006	75% - 100%	20-8359898
Wendell Floyd Williams	Chief compliance officer	1 Jan 2009	Other	3178686
Alvin Leonardo Polit	Managing director	1 Jan 2012	Other	2039814
George Gerard Castro	Executive chairman of board	1 Dec 2013	Other	1370152
Leslie Adin Waite	Partner	1 Dec 2013	Other	4368060
Fernando Inzunza	Partner	1 Dec 2013	Other	1932690
Alvin Wardell Marley	Chief executive officer	1 Dec 2013	Other	5041411
Kelly Raymond Ko	Partner	1 Dec 2013	Other	4529906
Wendell Floyd Williams	Chief operating officer	1 Dec 2013	Other	3178686
Alvin Leonardo Polit	Partner	1 Dec 2013	Other	2039814
James Peter Veers	Shareholder	1 Jun 2014	Other	6620030
William Todd Warnick	Chief financial officer	1 Sep 2014	Other	2812904
Victoria Luiten	Chief compliance officer	1 Oct 2014	Other	6410682
Peter Andrew Lopez	Co chief executive officer	1 Mar 2017	Other	2812904
Vincent Craig Williams	Co chief executive officer	1 Mar 2017	Other	1451222
Andrew Lauren Absler	Shareholder	1 Jun 3014	Other	6620024

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nancy P Castro	Trustee	1 May 2005	Other	xxx-xx-xxxx
Alvin Wardell Marley	Chief executive officer	1 Sep 2005	25% - 50%	5041411
The Castro Family Trust	Shareholder	1 Mar 2015	25% - 50%	47-6950552

Based in Chicago

The principal office where Lombardia Capital Partners, LLC performs its advisory services is located at 30 North Lasalle Street, Chicago, IL 60602 2533, which is also the mailing address of the firm. An additional office of the firm is in Encinitas, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-269-1060 or by fax 312-269-1061. The normal business hours are 7:00 am - 4:00 pm central on Monday - Friday. You can find more information about the New York firm at lombardiacapital.com.