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Richey, Mark A. (Littleton)


Richey, Mark A. is a large advisory firm based in Littleton. It manages $39.87 million of regulatory assets for 450 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Colorado.

Richey, Mark A provides financial planning services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Richey, Mark A: assets under management

The assets under management (AUM) of Richey, Mark A. is $39.87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $39.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $88.6 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Richey, Mark A. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Littleton

The principal office where Richey, Mark A. performs its advisory services is located at 8441 West Bowles Avenue, Littleton, CO 80123, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-932-2288 or by fax 303-932-8588. The normal business hours are 9-4 on Monday - Friday.


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