R.E. Wacker Associates, LLC (San Luis Obispo)

Name: R.E. Wacker Associates, LLC
Address: 973 Higuera Street, Suite A, San Luis Obispo, CA, 93401
Telephone: 805-541-1308 EXT. 13

R.E. Wacker Associates, LLC is a large advisory firm based in San Luis Obispo. It manages $459.44 million of regulatory assets for 414 client accounts. It has been registered with the SEC as an adviser since 2008.

R.E. Wacker Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

R.E. Wacker Associates: assets under management

The assets under management (AUM) of R.E. Wacker Associates, LLC is $459.44 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $459.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.11 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay R.E. Wacker Associates, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at R.E. Wacker Associates, LLC

Robert Eugene Wacker has been acting as President since 1 Jan 2008. Bryan Matthew Krill joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Eugene Wacker	President	1 Jan 2008	Other	2053207
Bryan Matthew Krill	Chief compliance officer	1 Jan 2008	Other	3115314
Pacific Capital Bank	Shareholder	1 Jan 2008	75% - 100%	46-0465279

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Pacific Capital Bancorp	Shareholder	1 Dec 1981	75% - 100%	95-3673456

Based in San Luis Obispo

The principal office where R.E. Wacker Associates, LLC performs its advisory services is located at 973 Higuera Street, Suite A, San Luis Obispo, CA 93401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-541-1308 EXT. 13 or by fax 805-541-5517. The normal business hours are 8:00 a.m to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.rewacker.com.