Norfolk Advisors, LLC (New York)

Norfolk Advisors, LLC is a mid-sized advisory firm based in New York. It manages $50 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.

Norfolk Advisors provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Norfolk Advisors: assets under management

The assets under management (AUM) of Norfolk Advisors, LLC is $50 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $50 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Norfolk Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Norfolk Advisors, LLC

Norfolk Advisors, LLC is owned by Christopher Jacques Lewis Allen. Christopher John Brumbach joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Dulac	Member	1 Jul 2013	50% - 75%	30-0789261
Specularen Llc	Member	1 Jul 2013	50% - 75%	46-2894514
Paul Gregory Babij	Co-ceo	1 Jul 2013	Other	2655181
Bernard J Weis	Co-ceo	1 Jul 2013	Other	2247908
Thomas Michael Juterbock	Managing director	1 Jul 2013	Other	1722682
Llc Norfolk Management Group	Member	1 Jul 2013	25% - 50%	06-1495012
Llc Specularen	Member	1 Jul 2013	25% - 50%	44 2894515
Elene Spanakos Weis	Member	1 Jul 2013	Other	6218371
Caitlin Marie Smith	Chief compliance officer	1 Dec 2014	Other	6265313
Kenneth Arthur Finnen	Chief compliance officer	1 Jan 2017	Other	1974997
Christopher Jacques Lewis Allen	Owner	1 Feb 2017	25% - 50%	2209370
Christopher John Brumbach	Owner	1 Feb 2017	Other	1898405

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Brett David Hellerman	Partial owner	1 Jul 2013	75% - 100%	1437211

Based in New York

The principal office where Norfolk Advisors, LLC performs its advisory services is located at 360 Madison Avenue, 19 Th Floor, New York, NY 10017 7111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-257-6765 or by fax 917-258-0578. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.