Safdié Investment Services Corp. (New York)

Name: Safdié Investment Services Corp.
Address: 360 Madison Avenue,19 Th Floor, New York, NY, 10017
Telephone: 212-457-8600

Safdié Investment Services Corp. is a large advisory firm based in New York. It manages $112 million of regulatory assets for 86 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida and New York.

Safdié Investment Services Corp provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Safdié Investment Services Corp: assets under management

The assets under management (AUM) of Safdié Investment Services Corp. is $112 million. The firm's AUM has grown by 548% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $23.52 million in discretionary accounts and $88.48 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $461.08 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.53 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Safdié Investment Services Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Safdié Investment Services Corp.

David J. Minder has been acting as President since 1 Feb 2002. Julius J Vorchheimer joined the executive team most recently as the Chief Compliance Officer /Director Of Trading/Rosfp/Executive Committee Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Julius J Vorchheimer	1st vice president and director of trading	1 May 2001	Other	4208389
Donald James Linton	First vice president, financial & operations principal and treasurer	1 May 2001	Other	4240949
David J. Minder	Director	1 Feb 2002	Other	xxx-xx-xxxx
Mauricio Safdie	Director	1 Nov 2002	Other	4614285
Marc Hauser	Director	1 Nov 2002	Other	4614286
Charles Biedermann	Chairman of the board	1 Apr 2003	Other	4614275
Patricia Ann Cappeto	Chief operating officer	1 Oct 2003	Other	1131198
Keith Peter Schneider	Chief executive officer	1 Oct 2003	Other	3018918
David Anthony Gilman	Srop, crop	1 Jan 2004	Other	1180577
S.A. Multi Finance	Majority shareholder	1 Jan 2004	75% - 100%
David Anthony Gilman	Finop	1 Mar 2004	Other	xxx-xx-xxxx
Keith Peter Schneider	Director	1 Nov 2004	Other	3018918
Patricia Ann Cappeto	Chief compliance officer	1 Dec 2004	Other	1131198
Vlad Uchenik	Chief operating officer & chief compliance officer	1 May 2005	Other	4071805
Guiora Esrubilsky	Director	1 May 2005	Other	xxx-xx-xxxx
Gabriel Rolando Safdie	Chairman	1 Nov 2005	Other	xxx-xx-xxxx
Michael Moshe Livian	Director of asset management	1 Mar 2007	Other	4537297
Claude Le Ber	Director	1 May 2007	Other	5424801
Francois Dragon	Director	1 May 2007	Other	5424807
Julius J Vorchheimer	Chief compliance officer	1 Oct 2008	Other	4208389
Sam Mr. Luft	Chief executive officer	1 Jan 2009	Other	5638721
Katherine Shim	Chief compliance officer	1 Feb 2009	Other	4204142
Sam Mr. Luft	Chief executive officer	1 Apr 2009	Other	5638721
David Anthony Gilman	Finop/ vice president/ executive committee member	1 Aug 2009	Other	xxx-xx-xxxx
Michael Moshe Livian	Director of asset management/ chairman of executive committee	1 Aug 2009	Other	4537297
Julius J Vorchheimer	Director of trading/rosfp/executive committee member	1 Aug 2009	Other	4208389
Julius J Vorchheimer	Chief compliance officer /director of trading/rosfp/executive committee member	1 Oct 2009	Other	4208389
Susanne Duss	Chairman of board of directors	1 Oct 2009	Other	5724471

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Banque Safdie	Shareholder	1 Jan 2004	75% - 100%	foreign

Based in New York

The principal office where Safdié Investment Services Corp. performs its advisory services is located at 360 Madison Avenue,19 Th Floor, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Aventura, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-457-8600 or by fax 212-759-4685. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at safdieny.com (in development).