Witter & Westlake Investments, Inc. (Louisville)

Name: Witter & Westlake Investments, Inc.
Address: 1515 Ormsby Station Ct., Louisville, KY, 40223
Telephone: 502-339-8840

Witter & Westlake Investments, Inc. is an adviser based in Louisville. It manages $13 million of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2006.

Witter & Westlake Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Witter & Westlake Investments: assets under management

The assets under management (AUM) of Witter & Westlake Investments, Inc. is $13 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $185.71 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Witter & Westlake Investments, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Witter & Westlake Investments, Inc.

Rodney Scott Westlake has been acting as President since 1 Feb 2005. Lon Laverne Witter joined the executive team most recently as the Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rodney Scott Westlake	President/chief compliance officer	1 Feb 2005	50% - 75%	4933339
Lon Laverne Witter	Ceo	1 Feb 2005	50% - 75%	821135

Based in Louisville

The principal office where Witter & Westlake Investments, Inc. performs its advisory services is located at 1515 Ormsby Station Ct., Louisville, KY 40223, which is also the mailing address of the firm. An additional office of the firm is in Eagle Harbor, MI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 502-339-8840 or by fax 502-339-8588. The normal business hours are 9.00 to 5.00 on Monday - Friday. You can find more information about the New York firm at www.witterwestlake.com.