First Western Securities, Inc. (Hurst)

Name: First Western Securities, Inc.
Address: 669 Airport Freeway, Hurst, TX, 76053
Telephone: 817-553-1492

First Western Securities, Inc. is an adviser based in Hurst. It manages $47.39 million of regulatory assets for 356 client accounts. It has been registered with the SEC as an adviser since 2009.

First Western Securities provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First Western Securities: assets under management

The assets under management (AUM) of First Western Securities, Inc. is $47.39 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $47.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $133.12 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay First Western Securities, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at First Western Securities, Inc.

Randal Earl Ferguson has been acting as President since 1 Mar 1987. First Western Securities Voting Trust joined the executive team most recently as the Voting Trust.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Randal Earl Ferguson	President/chief compliance officer	1 Mar 1987	Other	859884
Bryan Craig Kilpatrick	Cfo/fop	1 Sep 1988	Other	1278558
First Western Securities Voting Trust	Voting trust	1 Jan 1999	75% - 100%	75-2176921

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Randal Earl Ferguson	Trustee	1 Jan 1999	75% - 100%	859884

Based in Hurst

The principal office where First Western Securities, Inc. performs its advisory services is located at 669 Airport Freeway, Hurst, TX 76053, which is also the mailing address of the firm. An additional office of the firm is in Manhattan Beach, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 817-553-1492 or by fax 817-553-2695. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.firstwesternsecurities.com.