Vantis Investment Advisers L.P. (Miami)

Vantis Investment Advisers L.P. is a large advisory firm based in Miami. It manages $191.93 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Florida.

Vantis Investment Advisers provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for family office. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vantis Investment Advisers: assets under management

The assets under management (AUM) of Vantis Investment Advisers L.P. is $191.93 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -46% since the beginning of its operation, and $48.37 million of the total AUM is attributable to clients outside of the United States.

The firm manages $191.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $47.98 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vantis Investment Advisers L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vantis Investment Advisers serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Vantis Investment Advisers is high net worth individuals with 2 clients and $142.17 million of assets under management. Among the 12 most similar advisory firms, Vantis Investment Advisers has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $143.56 million for 3 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 25% of the firm’s clients are foreign persons or businesses.

Vantis Investment Advisers also advises several private funds.

Careers at Vantis Investment Advisers L.P.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Vantis Capital Management Llc	General partner	1 Jun 2016	Other	95-4872875
John Kenneth Dean	Chief compliance officer	1 Jun 2016	Other	6663901
Steven David Holzman	Limited partner	1 Jun 2016	75% - 100%	2337971
John K. Dean	Chief compliance officer	1 Jun 2016	Other	6663901

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Steven David Holzman	Managing partner	1 Mar 2003	75% - 100%	2337971

Based in Miami

The principal office where Vantis Investment Advisers L.P. performs its advisory services is located at 1441 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 786-577-2050 or by fax 786-577-2055. The normal business hours are 9:30am--4:00pm on Monday - Friday.