Aristotle Atlantic Partners, LLC (New York)

Name: Aristotle Atlantic Partners, LLC
Address: 489 5 Th Avenue, New York, NY, 10017
Telephone: 212-652-4150

Aristotle Atlantic Partners, LLC is a large advisory firm based in New York. It manages $301.95 million of regulatory assets for 63 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Georgia, Nebraska, and 3 other states.

Aristotle Atlantic Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aristotle Atlantic Partners: assets under management

The assets under management (AUM) of Aristotle Atlantic Partners, LLC is $301.95 million. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $73.22 million in discretionary accounts and $228.74 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $38.12 million.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aristotle Atlantic Partners, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aristotle Atlantic Partners serves?

The firm provides services to individuals, investment companies, charitable organizations, and corporations or other businesses. The largest group of clients of Aristotle Atlantic Partners is individuals with 54 clients and $144.42 million of assets under management. Among the 8 most similar advisory firms, Aristotle Atlantic Partners has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $301.95 million for 63 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Aristotle Atlantic Partners doesn't advise any private funds.

Careers at Aristotle Atlantic Partners, LLC

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michelle Monsalud Gosom	Owner, chief compliance officer	1 Oct 2016	Other	2969108
Llc Aristotle Capital Management	Owner	1 Oct 2016	Other	109876
Llc Rcb Acquisition Company	Owner/managing member	1 Oct 2016	50% - 75%	45-2505437
Richard Harlan Schweitzer	Owner, senior partner	1 Oct 2016	Other	2312588
Gary Wayne Lisenbee	Owner, senior partner	1 Oct 2016	Other	1028756
Nancy Jeddeloh Scarlett	Managing director, chief operations officer	1 Oct 2016	Other	1387919
Walter Ross Holman	Owner, director, senior research analyst	1 Nov 2016	Other	2760144
Joseph Benevento	Owner, chief investment officer	1 Dec 2016	Other	2023070
Owen Bernard Fitzpatrick	Owner, managing director, lead portfolio manager	1 Dec 2016	Other	5559595
Thomas Michael Hynes	Owner, managing director, portfolio manager	1 Dec 2016	Other	2462433
Brendan Michael Oneill	Owner, director, portfolio manager	1 Dec 2016	Other	4132566
Owen B Fitzpatrick	Owner, managing director, lead portfolio manager	1 Dec 2016	Other	5559595
Thomas M Hynes	Owner, managing director, portfolio manager	1 Dec 2016	Other	2462433
Nancy Jeddeloh Scarlett	Owner, managing director, chief risk officer	1 Feb 2018	Other	1387919

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gleicher Trust	Owner	1 Jul 2007	25% - 50%	xxx-xx-xxxx
Jacqueline Hollander	Trustee	1 Oct 2009	Other	5908440
Richard Scott Hollander	Trustee	1 Oct 2009	Other	724511
Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88	Owner	1 Oct 2009	75% - 100%	xxx-xx-xxxx
Richard Hollander And Jacqueline Hollander Ttee Of Teh Hollander Family Trust Dated 12/28/88	Owner	1 Oct 2009	75% - 100%	xxx-xx-xxxx
Llc Metwest Ventures	Owner/member	1 Jul 2011	25% - 50%	80-0490869
Howard Roy Gleicher	Trustee	1 Jul 2011	Other	2123433

Based in New York

The principal office where Aristotle Atlantic Partners, LLC performs its advisory services is located at 489 5 Th Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-652-4150 or by fax 310-478-8496. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at aristotlecap.com/aristotle-atlantic/.