Knollwood Investment Advisors LLC (Chicago)

Name: Knollwood Investment Advisors LLC
Address: 626 W. Jackson Blvd., Chicago, IL, 60661
Telephone: 312-756-4450

Knollwood Investment Advisors LLC is an investment adviser to an investment company based in Chicago. It manages $127.39 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2010.

Knollwood Investment Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Knollwood Investment Advisors: assets under management

The assets under management (AUM) of Knollwood Investment Advisors LLC is $127.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 37926% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $127.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $127.39 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Knollwood Investment Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Knollwood Investment Advisors LLC

David Michael Kavanagh has served as the Chief Investment Officer since 1 Dec 2010. Centum Prata Ag joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Michael Kavanagh	Chief investment officer	1 Dec 2010	25% - 50%	715753
Patrick Joseph Meehan	Chief operating officer	1 Dec 2010	Other	5510764
Maureen Anne Orourke	Chief compliance officer	1 Dec 2010	Other	2219725
Ltd. Dearborn Capital Management	Member	1 Dec 2010	25% - 50%	36-3595396
Smbc Ventures Llc	Member	1 Dec 2010	Other	26-4590161
Inc. Centum Prata (Usa) Holdings	Member	1 Dec 2010	25% - 50%	20-1006255
Linth Capital Inc.	Member	1 Dec 2010	Other	27-4175135
Kia Holdings Inc.	Member	1 Mar 2012	25% - 50%	45-4905993
Dcmi Holdings Inc	Member	1 Mar 2012	25% - 50%	45-4905877

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Michael Kavanagh	Shareholder	1 Jul 1988	75% - 100%	715753
Centum Prata Ag	Shareholder	1 Dec 2003	75% - 100%	98-0175875
Abdullah M.A Al Rayes	Shareholder	1 Dec 2003	75% - 100%	5402415
Patrick Joseph Meehan	Manager	1 Apr 2009	Other	5510764
Sdm Swiss Drip Marketing Ag	Shareholder	1 Dec 2010	75% - 100%	98-0682940
Thamer Al Rayes	Shareholder	1 Dec 2010	75% - 100%	5872892
Centum Prata (Usa) Holdings Inc.	Shareholder	1 Mar 2012	75% - 100%	20-1006255
Centum Prata Ag	Shareholder	1 May 2012	75% - 100%	98-0175875
Centum Prata Holdings Ag	Shareholder	1 May 2012	75% - 100%	98-0175875

Based in Chicago

The principal office where Knollwood Investment Advisors LLC performs its advisory services is located at 626 W. Jackson Blvd., Chicago, IL 60661, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-756-4450 or by fax 312-756-4452. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at www.knollwoodinvestmentadvisors.com.