Utc Fund Services, Inc. (Port Of Spain)

Utc Fund Services, Inc. is an investment adviser to an investment company based in Port Of Spain. It manages $50 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009.

Utc Fund Services provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Utc Fund Services: assets under management

The assets under management (AUM) of Utc Fund Services, Inc. is $50 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $50 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Utc Fund Services, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Linda Arlene Mano Wilson serves?

The only and largest group of clients of Linda Arlene Mano Wilson is investment companies with 1 clients and $50 thousand of assets under management. Among the 3 most similar advisory firms, Utc Fund Services has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $50 thousand for 1 clients. None of the firm’s clients are foreign persons or businesses.

Utc Fund Services doesn't advise any private funds.

Careers at Utc Fund Services, Inc.

The company employs 11 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Linda Arlene Mano Wilson has been acting as President since 1 Mar 2015. Keshma Devi Maharaj joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Trinidad & Tobago Unit Trust Corporation	Shareholder	1 Dec 1997	75% - 100%	00-0000000
Gayle C Daniel Worrell	Vice president, treasurer, secretary and a director	1 Jan 2008	Other	4008442
Eutrice Umilta Carrington	President and a director	1 Jan 2008	Other	4774039
Jovan Tamara Sankar	Director	1 Jan 2008	Other	5302669
Gale Rhonda Grant	Chief compliance officer	1 Jan 2008	Other	5195836
Sheldon M. Trim	Vice president - distribution	1 Jan 2008	Other	4792160
Marlon Albert Holder	Director	1 Jan 2008	Other	5519812
Crystal Alicia Rodriguez	Director	1 Jan 2008	Other	5630271
Natasha Nicola Fernandez	Director	1 Jan 2008	Other	5630272
Michelle No Middle Name Persad	Director	1 Jan 2008	Other	5519814
Akhenaton No Middle Name Marcano	Director	1 Jan 2008	Other	5630273
Gayle Cirilla Daniel Worrell	Vice president, treasurer, secretary and a director	1 Jan 2008	Other	4008442
Sheldon Marlon Trim	Vice president - distribution	1 Jan 2008	Other	4792160
Gayle Cirilla Daniel Worrell	Secretary and a director	1 Feb 2009	Other	4008442
Joleyne Carlene Boxill	Vice president-distribution	1 Feb 2009	Other	5648352
Eutrice Umilta Carrington	Director	1 Feb 2009	Other	4774039
Crystal Alicia Rodriguez	President and a director	1 Feb 2009	Other	5630271
Michelle No Middle Name Persad	Treasurer and a director	1 Feb 2009	Other	5519814
Linda Arlene Mano Wilson	Vice president and a director	1 Feb 2009	Other	5648336
Laura June Alleyne	Chief compliance officer	1 Feb 2009	Other	5648338
Crystal Alicia Rodriguez Greaves	President and a director	1 Feb 2009	Other	5630271
Amoy Elizabeth Van Lowe	Director	1 Dec 2009	Other	5648744
Peter Ellis Clarke	Chairman	1 Jul 2012	Other	6312635
Crystal Alicia Rodriguez Greaves	Chief compliance officer	1 Mar 2015	Other	5630271
Linda Arlene Mano Wilson	Director	1 Mar 2015	Other	5648336
Desmond Felix Edwards	Director and vice president	1 Mar 2015	Other	6469928
Lance Dominic Rampersad	Director	1 Mar 2015	Other	6469932
Sekou Ade Mark	President and director	1 Mar 2015	Other	6473465
Kerry Ann Erskine	Treasurer	1 Mar 2015	Other	6473469
Douglas Andrew Camacho	Chairman	1 Jan 2016	Other	6628778
Karen Guyadeen Gosine	Director	1 Feb 2018	Other	6927682
Deyson Scott	Director	1 Feb 2018	Other	6927684
Karen Samantha Guyadeen Gosine	Director	1 Feb 2018	Other	6927682
Deyson Richard Scott	Director	1 Feb 2018	Other	6927684
Keshma Devi Maharaj	Chief compliance officer	1 Jun 2018	Other	6689185

Based in Port Of Spain

The principal office where Utc Fund Services, Inc. performs its advisory services is located at C/O Trinidad & Tobago Unit Trust Corporation, Port Of Spain, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 868-624-8648 or by fax 868-623-2877. The normal business hours are 8 a.m. to 4 p.m. on Monday - Friday.