Ehd Advisory Services, Inc. (Lancaster)

Name: Ehd Advisory Services, Inc.
Address: 1857 William Penn Way, Lancaster, PA, 17601
Telephone: 717-390-4336

Ehd Advisory Services, Inc. is a large advisory firm based in Lancaster. It manages $126.43 million of regulatory assets for 383 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Pennsylvania and Texas.

Ehd Advisory Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ehd Advisory Services: assets under management

The assets under management (AUM) of Ehd Advisory Services, Inc. is $126.43 million. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $124.61 million in discretionary accounts and $1.82 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $343.27 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $90.94 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 45% of the total AUM. The second-largest asset type is exchange traded securities, which make up 30% of the firm’s portfolio. Investments in investment grade corporate bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ehd Advisory Services, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Edward Phetteplace Jaeger serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Edward Phetteplace Jaeger is high net worth individuals with 30 clients and $62 million of assets under management. Among the 9 most similar advisory firms, Ehd Advisory Services has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $123.45 million for 197 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ehd Advisory Services doesn't advise any private funds.

Careers at Ehd Advisory Services, Inc.

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Edward Phetteplace Jaeger has been acting as President since 1 Jan 2005. Richard J Diem joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Engle Hambright & Davies	Shareholder	1 Jan 2005	Other	23-0558310
Edward Phetteplace Jaeger	Director	1 Jan 2005	25% - 50%	256754
Richard Joseph Rader	Shareholder	1 Jan 2005	Other	2148665
Kenneth Lee Eshleman	Director/chief compliance officer	1 Jan 2005	Other	4959741
Stephen Ross Gingrich	Chief compliance officer	1 Jan 2005	Other	2302186
Kenneth L Eshleman	Shareholder	1 Jan 2005	Other	4959741
Joyce A Libby	Shareholder	1 Jan 2009	Other	2755633
Joyce Ann Libby	Shareholder	1 Jan 2009	Other	2755633
Curt Robert Stauffer	Shareholder	1 Jan 2009	Other	2615431
David Lee Skalski	Shareholder	1 Mar 2011	Other	1455092
Stephen Hosmer Torrance	Shareholder	1 Oct 2014	Other	864002
Jan Marie Chavez	Shareholder	1 Jan 2015	Other	3041602
Richard J Diem	Shareholder	1 Aug 2015	Other	6079033
Steven P Maher	Shareholder	1 Aug 2015	Other	6094987
Richard James Diem	Shareholder	1 Aug 2015	Other	6079033
Steven Patrick Maher	Shareholder	1 Aug 2015	Other	6094987

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Donald Tompkins	Ceo	1 Jan 2003	25% - 50%	4676378
Jeffrey David Tompkins	Ceo	1 Jan 2003	25% - 50%	4676378
Jeffrey Tompkins	Ceo	1 Jan 2003	25% - 50%	4676378

Based in Lancaster

The principal office where Ehd Advisory Services, Inc. performs its advisory services is located at 1857 William Penn Way, Lancaster, PA 17601 The mailing address of the firm is P.O. Box 11600, Lancaster, PA 17605 9980. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 717-390-4336 or by fax 717-390-4335. The normal business hours are 8:00 a.m.-4:30 p.m. on Monday - Friday. You can find more information about the New York firm at ehdadvisory.com/.