Prisma Capital Partners LP (New York)

Name: Prisma Capital Partners LP
Address: 9 West 57 Th Street, New York, NY, 10019
Telephone: 212-590-0800

Prisma Capital Partners LP is a large advisory firm based in New York. It manages $8.82 billion of regulatory assets for 44 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Delaware and New York.

Prisma Capital Partners provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Prisma Capital Partners: assets under management

The assets under management (AUM) of Prisma Capital Partners LP is $8.82 billion. The firm's AUM has grown by 348% since the beginning of its operation, and $4.39 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $8.21 billion in discretionary accounts and $607.67 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $195.54 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $303.83 million.

Prisma Capital Partners has custody of $6.84 billion in cash and securities for 40 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 91% of the total AUM. The second-largest asset type is other assets, which make up 6% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Prisma Capital Partners LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gavyn Davies serves?

The only and largest group of clients of Gavyn Davies is pooled investment vehicles with 38 clients and $8.05 billion of assets under management. Among the 8 most similar advisory firms, Prisma Capital Partners has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $8.05 billion for 38 clients. 46% of the firm’s clients are foreign persons or businesses.

Prisma Capital Partners also advises several private funds. Namely, twenty one hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Prisma Capital Partners LP

The company employs 54 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 8 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gavyn Davies has been acting as President since 1 Dec 2003. Mayer Joseph Cherem joined the executive team most recently as the Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Prisma Gp Llc	General partner	1 Dec 2003	Other	13-2857105
Girish Venkat Reddy	Ceo	1 Dec 2003	Other	1544062
Gavyn Davies	Director	1 Dec 2003	Other	1915527
Thomas Jeremiah Healey	Director	1 Dec 2003	Other	1709343
Lp Prisma Capital Partners I	Limited partner	1 Jan 2004	25% - 50%	20-0442155
Inc. I Prisma Holdings	Limited partner	1 Feb 2004	50% - 75%	20-1063558
Kirk William Buese	Director	1 Feb 2004	Other	4353167
William Rudolph Gernert	Director	1 Feb 2004	Other	4379449
Eric Byck Goodman	Director	1 Feb 2004	Other	4352804
Francis Joseph Conroy	Coo	1 Apr 2004	Other	2216393
David M. Carney	Director	1 May 2004	Other	4352825
Prisma Capital Partners Eh Llc	Limited partner	1 Dec 2004	Other	20-2503793
Stephen Rogers	Director	1 Sep 2005	Other	5111484
Prisma Capital Management International Ltd	Member, prisma capital management international llp	1 Oct 2007	Other	foreign
Kkr Asset Management	Shareholder of kam fund advisors llc, kam advisors llc, kkr strategic capital management, l.l.c.	1 May 2009	75% - 100%	146629
Anne Wynne	Chief compliance officer	1 Mar 2011	Other	5903973
Jacqueline D Griffin	Director	1 Mar 2011	Other	5905952
Sarah Anne Cecil Russell	Director	1 Jan 2012	Other	5120890
Kohlberg Kravis Roberts & Co. L.P.	Limited partner	1 Oct 2012	75% - 100%	144533
Kkr Management Holdings L.P.	Member of prisma capital partners llc	1 Oct 2012	75% - 100%	13-2857105
Herbert James Willcox	Chief compliance officer	1 Feb 2013	Other	1868426
Vincent James Cuticello	Chief compliance officer	1 Jul 2013	Other	1744731
Kenneth Scott Eagle	Chief financial officer	1 Mar 2016	Other	6631080
Annette Jane Odonnell Butner	Chief compliance officer	1 Mar 2016	Other	4125160
Vincent James Cuticello	Chief compliance officer	1 Jun 2017	Other	1744731
Prisma Capital Holdings Llc	Limited partner	1 Jun 2017	75% - 100%	82-1145498

Indirect Owners

The SEC currently registers 86 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Aegon International N.V.	Owner	1 Oct 1936	75% - 100%	foreign
Aegon U.S. Corporation	Owner	1 May 1986	75% - 100%	45-1528022
The Aegon Trust	Owner	1 Jul 1986	75% - 100%	51-6513848
Aegon International N.V.	Owner	1 Jul 1986	75% - 100%	foreign
Aegon N.V.	Shareholder	1 Feb 1991	75% - 100%	foreign
Thomas Jeremiah Healey	Member	1 Jan 1999	50% - 75%	1709343
Inc. Aegon Usa	Owner	1 Oct 1999	75% - 100%	42-1310237
Aegon U.S. Holding Corporation	Owner	1 Oct 1999	75% - 100%	13-3350744
L.L.C. Transamerica Holding Company	Owner	1 Nov 1999	75% - 100%	42-1310237
Ivan Anthony Sachs	Trustee	1 Jun 2000	Other	4796084
Aegon U.S. Corporation	Shareholder	1 Dec 2001	75% - 100%	42-1528022
Aegon U.S. Holding Corporation	Shareholder	1 Dec 2001	75% - 100%	13-3350744
Mary Margaret Sachs Healey	Trustee	1 Nov 2002	Other	5112182
The Healey Family 2002 Descendants Trust	Member	1 Dec 2002	25% - 50%	xxx-xx-xxxx
The Girish V. Reddy Trust	Member	1 Dec 2003	25% - 50%	xxx-xx-xxxx
Prisma Gp Llc	General partner	1 Jan 2004	Other	20-1058992
Llc Healey Development	Limited partner	1 Jan 2004	25% - 50%	41-2067955
The Girish V. Reddy Trust	Limited partner	1 Jan 2004	50% - 75%	xxx-xx-xxxx
Llc Prisma Capital Partners I	General partner	1 Jan 2004	Other	20-0442155
Healey Development Llc	Limited partner	1 Jan 2004	25% - 50%	41-2067955
Gavyn Davies	Member	1 Jan 2004	25% - 50%	1915527
Thomas Jeremiah Healey	Member	1 Jan 2004	25% - 50%	1709343
Girish Venkat Reddy	Member	1 Jan 2004	25% - 50%	1544062
Ausa Holding Company	Owner	1 Feb 2004	75% - 100%	52-1549874
Inc. Aegon Usa	Shareholder	1 Nov 2004	75% - 100%	42-1310237
Llc Aegon Usa	Shareholder	1 Nov 2004	75% - 100%	42-1310237
The Aegon Trust	Shareholder	1 Dec 2004	75% - 100%	51-6513848
Transamerica Corporation	Shareholder	1 Dec 2004	75% - 100%	42-1484983
William Sydney Cook	Member	1 Dec 2004	25% - 50%	2895859
Emanuel Derman	Member	1 Dec 2004	25% - 50%	2485416
Girish Venkat Reddy	Managing member	1 Dec 2004	Other	1544062
Kkr Holdings Gp Limited	General partner	1 Aug 2007	Other	98-0598040
Prisma Capital Partners Lp	Member	1 Oct 2007	75% - 100%	131467
Aegon International B.V.	Owner	1 Dec 2007	75% - 100%	98-0341716
Aegon N.V.	Shareholder	1 Dec 2007	75% - 100%	98-0339423
Kkr Management Holdings Corp.	General partner	1 Jul 2008	25% - 50%	27-0703729
Aegon U.S. Holding Corporation	Shareholder	1 Aug 2008	75% - 100%	13-3350744
Kkr Group Holdings L.P.	Shareholder	1 Jul 2009	75% - 100%	98-0630813
Kkr Group Limited	General partner	1 Jul 2009	Other	98-0630812
Kkr & Co. L.P.	Shareholder	1 Jul 2009	75% - 100%	98-0492369
Ausa Holding Company	Owner	1 Aug 2009	75% - 100%	52-1549874
Kkr Management Holdings L.P.	General partner	1 Oct 2009	75% - 100%	46-0521216
Kkr & Co. L.L.C.	Limited partner	1 Oct 2009	50% - 75%	13-3931629
Kkr Holdings L.P.	Member	1 Oct 2009	75% - 100%	26-0846005
Henry R Kravis	Class a shareholder	1 Oct 2009	25% - 50%	1681436
George Rosenberg Roberts	Class a shareholder	1 Oct 2009	25% - 50%	1681434
Aegon Usa Asset Management Holding Llc	Shareholder	1 Oct 2009	75% - 100%	52-1549874
Kkr & Co. L.P.	Limited partner	1 Jul 2010	75% - 100%	26-0426107
Judith Fanny Posnikoff	Manager	1 Feb 2017	25% - 50%	4370355
Kkr Management Holdings L.P.	Manager; member	1 Jun 2017	75% - 100%	46-0521216
Llc Paamco Prisma Holdings	Member	1 Jun 2017	75% - 100%	82-0962186
Kkr Topaz Llc	Member	1 Jun 2017	25% - 50%	82-0909240
Llc Pholdings	Member	1 Jun 2017	50% - 75%	82-0966774
Jane Melissa Buchan	Manager	1 Jun 2017	25% - 50%	2246746
Girish Venkat Reddy	Manager	1 Jun 2017	Other	1544062
Scott Charles Nuttall	Manager	1 Jun 2017	Other	2502608
Misha Aaron Graboi	Manager	1 Jun 2017	Other	2930052
Elizaveta Fridman	Manager	1 Jun 2017	Other	6040701
Suzanne O'leary Donohoe	Manager	1 Jun 2017	Other	2198609
Philippe Jorion	Manager	1 Jun 2017	Other	1731842
Stephen Edward Oxley	Manager	1 Jun 2017	Other	4925200
Mayer Joseph Cherem	Manager	1 Jun 2017	Other	6466916
Kevin Coonanayagam Williams	Manager	1 Jun 2017	Other	5633142
Alper Ince	Manager	1 Jun 2017	Other	4637799
Von Manwell Hughes	Manager	1 Jun 2017	Other	2786259
Scott P Warner	Manager	1 Jun 2017	Other	4431653
Yu Mei Kemmy Koh	Manager	1 Jun 2017	Other	6040699
Eric Conrad Wolfe	Manager	1 Jun 2017	Other	2151424
John Kevin Brennan	Manager	1 Jun 2017	Other	1780668
Peter Joseph Zakowich	Manager	1 Jun 2017	Other	4449471
Paul Matthew Roberts	Manager	1 Jun 2017	Other	2499747
Daniel Lawee	Manager	1 Jun 2017	Other	6806284
Putri S Pascualy	Manager	1 Jun 2017	Other	6806496
Anne Gaelle M Carlton	Manager	1 Jun 2017	Other	6806495
Jeffrey D Willardson	Manager	1 Jun 2017	Other	4187814
David Bruce Weinberger	Manager	1 Jun 2017	Other	827711
James Patrick Meehan	Manager	1 Jun 2017	Other	1912821
Ronan M Cosgrave	Manager	1 Jun 2017	Other	6806493
Basil Constantine Williams	Manager	1 Jun 2017	Other	717300
Kkr & Co. Inc.	Shareholder	1 Jul 2018	75% - 100%	26-0426107
Kkr Group Holdings Corp.	Shareholder	1 Jul 2018	75% - 100%	82-5111059
Mayer Joseph Cherem	Manager	1 Aug 2018	Other	6466916
Von Manwell Hughes	Manager	1 Aug 2018	Other	2786259
Eric Conrad Wolfe	Manager	1 Aug 2018	Other	2151424
Anne Gaelle Marie Carlton	Manager	1 Aug 2018	Other	6806495
William Lindsay Cornog	Manager	1 Aug 2018	Other	7000453

Based in New York

The principal office where Prisma Capital Partners LP performs its advisory services is located at 9 West 57 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-590-0800 or by fax 212-590-0810. The normal business hours are 8:00am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at kkr.com.