Mony Securities Corporation (New York)

Name: Mony Securities Corporation
Address: 1290 Avenue Of The Americas, New York, NY, 10104
Telephone: 800-736-0166

Mony Securities Corporation is a large advisory firm based in New York. It manages $678.9 million of regulatory assets for 3,490 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Mony Securities Corporation provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and market timing services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mony Securities Corporation: assets under management

The assets under management (AUM) of Mony Securities Corporation is $678.9 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mony Securities Corporation for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mony Securities Corporation

Philip Paul Dambrisi has been acting as President since 1 Sep 1999. Anthony Paul Olson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Morgan Purcell	Vice president	1 Aug 1987	Other	1032665
Tamara Lynne Taylor	Treasurer	1 Apr 1992	Other	2314419
James Nelson Gould	Vice president	1 Dec 1992	Other	872305
Victor Ugolyn	Dirctor	1 Jan 1994	Other	1270471
Catherine Richards Mcclellan	Secretary	1 Sep 1998	Other	1453119
Mony Life Insurance Company	Shareholder	1 Nov 1998	75% - 100%	13-1632487
Charles Paul Leone	Director	1 May 1999	Other	3252078
Philip Paul Dambrisi	President	1 Sep 1999	Other	1429134
Alexandra Jaqueline Romero	V.p. - compliance	1 Apr 2000	Other	1487673
Timothy Andrew Looney	Financial principal	1 Apr 2000	Other	2727098
Tara Lynn Eirich	Chief operations officer	1 Apr 2000	Other	2231123
John Clayton Norton	V.p. - compliance	1 May 2000	Other	1337377
Jeffrey Mark Harrison	Vice president	1 Feb 2001	Other	824047
Christopher Matthew Adirente	Director	1 Feb 2001	Other	xxx-xx-xxxx
Frederick Tedeschi	Senior vice president - compliance	1 Feb 2001	Other	xxx-xx-xxxx
Steven George Orluck	Director	1 Jan 2002	Other	844977
John Morgan Purcell	Svp-training	1 Feb 2003	Other	1032665
John Clayton Norton	Chief compliance officer	1 Feb 2003	Other	1337377
Fred Steven Jensen	Aml compliance officer	1 Nov 2003	Other	3203649
Arthur Delaware Iii Woods	Secretary	1 Nov 2003	Other	1086023
James Nelson Gould	Vp - compliance	1 Nov 2003	Other	872305
Joseph Cianci	Manager - trading	1 Jun 2004	Other	2168637
Leslie Tanner Odonnell	Aml compliance officer	1 Jun 2004	Other	2189109
Inc. Mony Financial Services	Shareholder	1 Jul 2004	75% - 100%	11-3722370
Jill Diane Cooley	Chief operating officer; director	1 Jul 2004	Other	4251752
Robert Seymour Jr Jones	Chairman of the board; director	1 Jul 2004	Other	261712
Edward Hambleton Dane	President; director	1 Jul 2004	Other	2261769
Harvey Eugene Blitz	Director	1 Jul 2004	Other	xxx-xx-xxxx
Jerald Eugene Hampton	Director	1 Jul 2004	Other	xxx-xx-xxxx
Robert Oakley Jr Wright	Director	1 Jul 2004	Other	1620043
Richard Dziadzio	Director	1 Jul 2004	Other	4362519
Robert Seymour Jr Jones	Director	1 Aug 2004	Other	261712
Robert Oakley Jr Wright	Chairman of the board; director	1 Aug 2004	Other	1620043
Mark David Godofsky	Financial principal	1 Dec 2004	Other	2882741
Anthony Paul Olson	Chief compliance officer	1 Apr 2005	Other	801048

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Mony Group	Shareholder	1 Nov 1998	75% - 100%	13-3976138
Inc. Axa Financial	Member	1 Jul 2004	75% - 100%	13-3623351
Llc Mony Holdings	Shareholder	1 Jul 2004	75% - 100%	13-3976138
Mony Life Insurance Company	Shareholder	1 Jul 2004	75% - 100%	13-1632487

Based in New York

The principal office where Mony Securities Corporation performs its advisory services is located at 1290 Avenue Of The Americas, New York, NY 10104, which is also the mailing address of the firm. An additional office of the firm is in Syracuse, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-736-0166 or by fax 212-314-2812. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.mony.com.