Numa Americas Corp. (New York)

Name: Numa Americas Corp.
Address: 14 Wall St 20 Th Floor, New York, NY, 10005
Telephone: 212-618-1580

Numa Americas Corp. is a large advisory firm based in New York. It manages $269.64 million of regulatory assets for 56 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Florida and New York.

Numa Americas Corp provides portfolio management for individuals and small businesses and back-office execution and sub-advisory. foreign exchange hedging advisory.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Numa Americas Corp: assets under management

The assets under management (AUM) of Numa Americas Corp. is $269.64 million. The firm's AUM has grown by 30% since the beginning of its operation, and $203.07 million of the total AUM is attributable to clients outside of the United States.

The firm manages $96.98 million in discretionary accounts and $172.66 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.47 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.21 million.

Investments

The firm invests in cash and cash equivalents the most. They account for 60% of the total AUM. The second-largest asset type is exchange traded securities, which make up 14% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Numa Americas Corp. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rafael Ignacio Zamora Leon serves?

The firm provides services to other investment advisers and high net worth individuals. The largest group of clients of Rafael Ignacio Zamora Leon is high net worth individuals with 55 clients and $203.07 million of assets under management. Among the 8 most similar advisory firms, Numa Americas Corp has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $269.64 million for 56 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 96% of the firm’s clients are foreign persons or businesses.

Numa Americas Corp doesn't advise any private funds.

Careers at Numa Americas Corp.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Rafael Ignacio Zamora Leon has been acting as President since 1 Oct 2015. Norwood Oak Corporation joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd Numa Asset Management	Owner	1 Feb 2012	75% - 100%	foreign entity
Sergio German Stiglich	Ceo/cco	1 Feb 2012	Other	4047400
Alan King Hsu	Director of trading/operations	1 Jul 2014	Other	4706793
Rafael Ignacio Zamora Leon	Ceo/director	1 Oct 2015	75% - 100%	6102857
James J Santos	Chief compliance officer	1 Feb 2016	Other	4335481
Alan King Hsu	Director of strategy	1 Apr 2016	Other	4706793
Rafael Ignacio Zamora Leon	Chief compliance officer	1 Oct 2016	75% - 100%	6102857
Norwood Oak Corporation	Owner	1 Apr 2017	75% - 100%	foreign entity

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rafael Ignacio Zamora Leon	Owner	1 Sep 1997	75% - 100%	6102857
Norwood Oaks Corp	Owner	1 Apr 2004	75% - 100%	foreign entity
Rafael Rafael Zamora Leon	Owner	1 Apr 2004	75% - 100%	6102857

Based in New York

The principal office where Numa Americas Corp. performs its advisory services is located at 14 Wall St 20 Th Floor, New York, NY 10005, which is also the mailing address of the firm. An additional office of the firm is in Miami, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-618-1580 or by fax 212-618-1705. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at numa.ws.