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Gottbetter Capital Management, LP (New York)


Gottbetter Capital Management, LP is a large advisory firm based in New York. It manages $36.04 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006.

Gottbetter Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gottbetter Capital Management: assets under management

The assets under management (AUM) of Gottbetter Capital Management, LP is $36.04 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $36.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.01 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gottbetter Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Adam Spencer Gottbetter Sole shareholder 1 Jan 1997 75% - 100% 5118779
Inc. Spencer Investment Group Member 1 Mar 2006 75% - 100% 90-0124707

Based in New York

The principal office where Gottbetter Capital Management, LP performs its advisory services is located at 488 Madison Avenue, New York, NY 10022 5718, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-400-6990 or by fax 212-400-6999. The normal business hours are 9:00am - 5:00pm on Monday - Friday.


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