Havenshare Financial, LLC (Dallas)

Havenshare Financial, LLC is a large advisory firm based in Dallas. It manages $249.86 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Texas.

Havenshare Financial provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and investigate, evaluate specific investments. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Havenshare Financial: assets under management

The assets under management (AUM) of Havenshare Financial, LLC is $249.86 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in pooled investment vehicles the most. They account for 42% of the total AUM. The second-largest asset type is exchange traded securities, which make up 17% of the firm’s portfolio. Investments in cash and cash equivalents form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Havenshare Financial, LLC for their services and products based on hourly charges and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Havenshare Financial serves?

The only and largest group of clients of Havenshare Financial is high net worth individuals with 11 clients and $249.86 million of assets under management. Among the 14 most similar advisory firms, Havenshare Financial has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $249.86 million for 11 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Havenshare Financial doesn't advise any private funds.

Careers at Havenshare Financial, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Christopher Dance	Managing member; chief compliance officer	1 Feb 2013	75% - 100%	6189492

Based in Dallas

The principal office where Havenshare Financial, LLC performs its advisory services is located at 11453 W. Ricks Circle, Dallas, TX 75230, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-562-3390 or by fax 214-594-8358. The normal business hours are by appointment only on Other.