Atlantis Investment Management (Hong Kong) Ltd (Hong Kong)

Name: Atlantis Investment Management (Hong Kong) Ltd
Address: 35/F, The Centrium, 60 Wyndham Street,Central, Hong Kong
Telephone: 011 (852) 2110 6320

Atlantis Investment Management (Hong Kong) Ltd is a large advisory firm based in Hong Kong. It manages $881.84 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2013.

Atlantis Investment Management (Hong Kong) provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Atlantis Investment Management (Hong Kong): assets under management

The assets under management (AUM) of Atlantis Investment Management (Hong Kong) Ltd is $881.84 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -71% since the beginning of its operation, and $881.84 million of the total AUM is attributable to clients outside of the United States.

The firm manages $881.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $58.79 million each.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Atlantis Investment Management (Hong Kong) Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gerard John Morrison serves?

The only and largest group of clients of Gerard John Morrison is pooled investment vehicles with 13 clients and $813.94 million of assets under management. Among the 7 most similar advisory firms, Atlantis Investment Management (Hong Kong) has the 3rd lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $813.94 million for 13 clients. 100% of the firm’s clients are foreign persons or businesses.

Atlantis Investment Management (Hong Kong) also advises several private funds. Namely, one hedge fund and one other private fund. The minimum investment commitment required of non-related persons ranges from $100,000 to $250,000.

Careers at Atlantis Investment Management (Hong Kong) Ltd

The company employs 17 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gerard John Morrison has been acting as President since 1 Oct 2000. Lap San Raymond Chan joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gerard John Morrison	Director	1 Oct 2000	Other	4391954
Yang Nmn Liu	Chairman	1 Aug 2002	Other	4681115
Irene Sze Wai Fung	Chief financial officer	1 Dec 2008	Other	5857832
Atlantis Capital Holdings Limited	Owner	1 Sep 2011	75% - 100%	foreign
Christopher David Mead	Chief compliance officer	1 Nov 2011	Other	5998722
Philip K Thomas	Chief compliance officer	1 Jun 2013	Other	3043820
Selina Hoi Yan Sze	Head of operations	1 Apr 2016	Other	6645112
Selina Hoi Yan Sze	Chief operating officer	1 Apr 2017	Other	6645112
Lap San Raymond Chan	Chief operating officer	1 May 2018	Other	6983033

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Yang Nmn Liu	Owner	1 Sep 2010	75% - 100%	4681115

Based in Hong Kong

The principal office where Atlantis Investment Management (Hong Kong) Ltd performs its advisory services is located at 35/F, The Centrium, 60 Wyndham Street,Central, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011 (852) 2110 6320 or by fax 011 (852) 2110 9378. The normal business hours are 9am - 6pm on Monday - Friday. You can find more information about the New York firm at atlantis-investment.com/.