Lowin, Leeam (Greenwich)

Lowin, Leeam is a large advisory firm based in Greenwich. It manages $94.7 million of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

Lowin, Leeam provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lowin, Leeam: assets under management

The assets under management (AUM) of Lowin, Leeam is $94.7 million. The firm's AUM has gone down by -8% since the beginning of its operation, and $3.3 million of the total AUM is attributable to clients outside of the United States.

The firm manages $73.82 million in discretionary accounts and $20.88 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.27 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.98 million.

Investments

The firm invests in exchange traded securities the most. They account for 89% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 6% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lowin, Leeam for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lowin, Leeam serves?

The only and largest group of clients of Lowin, Leeam is high net worth individuals with 17 clients and $74.96 million of assets under management. Among the 6 most similar advisory firms, Lowin, Leeam has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $74.96 million for 17 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 9% of the firm’s clients are foreign persons or businesses.

Lowin, Leeam doesn't advise any private funds.

Careers at Lowin, Leeam

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Leeam Lowin	Cco	1 Feb 2012	75% - 100%	6032131

Based in Greenwich

The principal office where Lowin, Leeam performs its advisory services is located at 21 Fox Run Lane, Greenwich, CT 06831 3706, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-661-6020 or by fax NA. The normal business hours are 9 am - 5 pm on Monday - Friday.