National Penn Capital Advisors, Inc. (Doylestown)

Name: National Penn Capital Advisors, Inc.
Address: 95 North Broad St, Doylestown, PA, 18901
Telephone: 215-230-7171

National Penn Capital Advisors, Inc. is a large advisory firm based in Doylestown. It manages $1.01 billion of regulatory assets for 812 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Connecticut, Delaware, and 12 other states.

National Penn Capital Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

National Penn Capital Advisors: assets under management

The assets under management (AUM) of National Penn Capital Advisors, Inc. is $1.01 billion. The firm's AUM has grown by 535% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $333.18 million in discretionary accounts and $673.98 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $484.97 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.39 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay National Penn Capital Advisors, Inc. for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at National Penn Capital Advisors, Inc.

Eric Vaughn Landes has been acting as President since 1 Feb 2007. Richard Arlen Lord joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Eric Vaughn Landes	Senior vice president	1 Jan 2000	Other	4418250
National Penn Bank	Parent company	1 May 2003	75% - 100%	23-0906608
Bruce Kilroy	Director	1 Jun 2003	Other	4681703
Donald P Worthington	Director	1 Jun 2003	Other	4411890
Larry E Nolt	President	1 Jul 2003	Other	3023617
Sandra L Spayd	Secretary	1 May 2005	Other	3079558
Gary Rhoads	Treasurer	1 May 2005	Other	5117378
Jill Diane Geesey	Chief compliance officer	1 May 2005	Other	2146390
Karen L Kleffel	Chief compliance officer	1 Jun 2006	Other	5190721
Matthew J Lofland	Chief compliance officer	1 Jun 2006	Other	5190721
Eric Vaughn Landes	President	1 Feb 2007	Other	4418250
Larry E Nolt	Senior vice president	1 Feb 2007	Other	3023617
Karen L Kleffel	Chief compliance officer	1 Sep 2007	Other	5190721
Bruce George Smith	Director	1 Mar 2008	Other	3010814
Michelle H. Debkowski	Secretary	1 Mar 2008	Other	5504687
National Penn Bank	Parent company	1 Feb 2009	75% - 100%	23-0906608
H Anderson Ellsworth	Secretary	1 Jan 2011	Other	5890118
Richard Arlen Lord	Chief financial officer	1 Jan 2013	Other	2197889

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Donald P Worthington	Director	1 Jul 1995	Other	4411890
Inc National Penn Bancshares	Holding company	1 Feb 2009	75% - 100%	23-2215075

Based in Doylestown

The principal office where National Penn Capital Advisors, Inc. performs its advisory services is located at 95 North Broad St, Doylestown, PA 18901, which is also the mailing address of the firm. An additional office of the firm is in Souderton, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-230-7171 or by fax 215-230-4471. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.nationalpenncapital.com.