Rmwc (Palo Alto)


Rmwc is a large advisory firm based in Palo Alto. It manages $201.81 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of California.

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Rmwc provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rmwc: assets under management

The assets under management (AUM) of Rmwc is $201.81 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 39% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $201.81 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.45 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rmwc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas Coleman Andrews serves?

The only and largest group of clients of Thomas Coleman Andrews is pooled investment vehicles with 4 clients and $201.81 million of assets under management. Among the 9 most similar advisory firms, Rmwc has the highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $201.81 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Rmwc also advises several private funds. Namely, three hedge funds and one private equity fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Rmwc

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas Coleman Andrews has been acting as President since 1 Jan 2008. Rachel Elisabeth Markus joined the executive team most recently as the Director Of Investor Relations.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Thomas Coleman Andrews Chief executive officer/president 1 Jan 2008 Other 5538225
Michael Ross Rubenstein Managing director 1 Jan 2008 Other 4837116
Inc Rocky Mountain Wealth Concepts Management Shareholder 1 Jan 2011 75% - 100% 45-0605177
Inc Rmwc Management Shareholder 1 Jan 2011 75% - 100% 45-0605177
Nathanael Robert Clemensen Director of finance & operations/chief compliance officer 1 Jun 2013 Other 4635925
Rachel Elisabeth Markus Director of investor relations 1 Oct 2014 Other 3010466

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Coletyme Llc Shareholder 1 Jul 2013 75% - 100% 46-3101756
Harold Martin Korell Shareholder 1 Jul 2013 75% - 100% 6222575

Based in Palo Alto

The principal office where Rmwc performs its advisory services is located at 855 El Camino Real, Palo Alto, CA 94301, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-738-8283. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at rmwc.com.