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Andrew James Soter (Ventura)


Andrew James Soter is a large advisory firm based in Ventura. It manages $33 million of regulatory assets for 46 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.

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Andrew James Soter provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Andrew James Soter: assets under management

The assets under management (AUM) of Andrew James Soter is $33 million. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $13.5 million in discretionary accounts and $19.5 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $750 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $696.43 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Andrew James Soter for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Ventura

The principal office where Andrew James Soter performs its advisory services is located at 1309 Beachmont St., Ventura, CA 93001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-658-1730 or by fax 805-658-1730. The normal business hours are 9:00 to 16:00 on Monday - Friday. You can find more information about the New York firm at www.investasic.com.


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