Learnvest Planning Services, LLC (New York)

Name: Learnvest Planning Services, LLC
Address: 41 E. 11 Th Street, New York, NY, 10003
Telephone: 212-675-6711

Learnvest Planning Services, LLC is a multi-state adviser based in New York. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Learnvest Planning Services provides financial planning services and educational seminars and workshops. It prepares financial plans for approximately 8,000 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Learnvest Planning Services, LLC for their services and products based on subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Learnvest Planning Services serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Learnvest Planning Services is individuals with 8,099 clients and $0 of assets under management. Among the 5 most similar advisory firms, Learnvest Planning Services has the highest percentage of individuals out of all clients.

None of the firm’s clients are foreign persons or businesses.

Learnvest Planning Services doesn't advise any private funds.

Careers at Learnvest Planning Services, LLC

The company employs 73 people that are either part- or full-time employees. 96 percent of the employees work as investment advisers or researchers. 73 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Christopher Stephen Pimpo joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephany Marie Kirkpatrick	Vp of operations and financial advice	1 Jul 2011	Other	4694698
Stephanie Marie Yerger	Director of financial planning	1 Jul 2011	Other	4694698
John Davis Gardner	Chief financial officer	1 Mar 2012	Other	2663783
Alexa Leigh Marie Von Tobel	Chief executive officer	1 Mar 2012	Other	5157210
Ainslie Simmonds	Chief operations officer	1 Mar 2012	Other	6047968
Inc. Learnvest	Managing member/sole member	1 Mar 2012	75% - 100%	80-0226518
Bridghet Elizabeth Sarah Donato	Cco	1 Jun 2012	Other	4470255
Jason Michael Ewasko	Chief compliance officer	1 Oct 2013	Other	4622799
Luanne Morris Garvey	Chief compliance officer	1 Jan 2016	Other	1640295
Rebecca Lynn Villegas	Chief compliance officer	1 Jun 2016	Other	4791611
Christopher Stephen Pimpo	Chief operating officer	1 Jan 2018	Other	5879440

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Accel X Associates L.L.C.	General partner	1 Oct 2007	Other	26-1343196
L.P. Accel X	Shareholder	1 Mar 2010	25% - 50%	26-1343260
Llc Nm Planning	Shareholder	1 May 2015	75% - 100%	47-3525750
The Northwestern Mutual Life Insurance Company	Member	1 May 2015	75% - 100%	39-0509570

Based in New York

The principal office where Learnvest Planning Services, LLC performs its advisory services is located at 41 E. 11 Th Street, New York, NY 10003, which is also the mailing address of the firm. An additional office of the firm is in Haleiwa, HI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-675-6711 or by fax 917-720-9067. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at learnvest.com.