Neiman Capital Management, LLC (Rancho Santa Fe)


Neiman Capital Management, LLC is an adviser based in Rancho Santa Fe. It manages $17.39 million of regulatory assets for 112 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of California.

Neiman Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Neiman Capital Management: assets under management

The assets under management (AUM) of Neiman Capital Management, LLC is $17.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 151% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $17.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $155.28 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Neiman Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Neiman Capital Management, LLC

Harvey Major Neiman has been acting as President since 1 Dec 2002. Daniel David Neiman joined the executive team most recently as the Vice President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Harvey Major Neiman President 1 Dec 2002 25% - 50% 2368983
Daniel David Neiman Vice president 1 Dec 2002 25% - 50% 4649480
Shelley Neiman Shareholder 1 Dec 2002 Other 4649481
Harvey Neiman President 1 Dec 2002 25% - 50% 2368983
Daniel Neiman Vice president 1 Dec 2002 25% - 50% 4649480

Based in Rancho Santa Fe

The principal office where Neiman Capital Management, LLC performs its advisory services is located at 6325 La Valle Plateada, Rancho Santa Fe, CA 92067 0205 The mailing address of the firm is 721 Ensenada Ct, San Diego, CA 92109. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 858-759-4223 or by fax 858-759-0247. The normal business hours are 8:00 am to 4:00 pm (pacific) on Monday - Friday.