Sigma Asset Management (Guernsey) Limited (St. Peter Port)

Name: Sigma Asset Management (Guernsey) Limited
Address: Suite 5, Pollet House, St. Peter Port, Gy1 1 Wf
Telephone: +44 (0) 1481 746400

Sigma Asset Management (Guernsey) Limited is a large advisory firm based in St. Peter Port. It manages $471.53 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2013.

Sigma Asset Management (Guernsey) Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sigma Asset Management (Guernsey) Limited: assets under management

The assets under management (AUM) of Sigma Asset Management (Guernsey) Limited is $471.53 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -79% since the beginning of its operation, and $449.59 million of the total AUM is attributable to clients outside of the United States.

The firm manages $471.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.86 million each.

Sigma Asset Management (Guernsey) Limited has custody of $471.53 million in cash and securities for 25 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sigma Asset Management (Guernsey) Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ioannis "John P." Rigas serves?

The firm provides services to pooled investment vehicles and corporations or other businesses. The largest group of clients of Ioannis "John P." Rigas is pooled investment vehicles with 25 clients and $471.53 million of assets under management. Among the 12 most similar advisory firms, Sigma Asset Management (Guernsey) Limited has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $471.53 million for 26 clients. 100% of the firm’s clients are foreign persons or businesses.

Sigma Asset Management (Guernsey) Limited also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $1,000,000.

Careers at Sigma Asset Management (Guernsey) Limited

The company employs 5 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ioannis "John P." Rigas has been acting as President since 1 Jan 2008. Prime Cap Investment Inc. joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Nathan De Haaff	Director	1 Dec 1997	Other	6178830
Ronald Adair	Director	1 Aug 2000	Other	6178831
Ioannis "John P." Rigas	Director	1 Jan 2008	Other	1734598
Sciens Fund Of Funds Management Ltd.	Owner	1 Sep 2008	75% - 100%	98-0593800
Christopher Paul Meyering	Director, chief compliance officer	1 Sep 2008	Other	5059563
Jonathan R. Sebire	Director	1 May 2009	Other	6178826
Jonathan Richard Sebire	Director	1 May 2009	Other	6178826

Indirect Owners

The SEC currently registers 22 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Theodoros Rigas	Shareholder	1 Nov 2003	75% - 100%	6314549
Ioannis "John P." Rigas	Shareholder	1 Nov 2006	75% - 100%	1734598
Sciens Cfo I Limited	Shareholder	1 Nov 2006	75% - 100%	foreign
Statistical Index & Advisors Limited	Shareholder	1 Jun 2008	75% - 100%	33-3333333
Ioannis "John P." Rigas	Shareholder	1 Jul 2008	50% - 75%	1734598
Ioannis "John" Rigas	Shareholder	1 Jul 2008	50% - 75%	1734598
Sciens Fund Of Funds Management Holdings Ltd.	Shareholder	1 Sep 2008	75% - 100%	98-0593794
Ioannis "John P." Rigas	Shareholder	1 Sep 2008	75% - 100%	1734598
Ioannis "John" Rigas	Shareholder	1 Sep 2008	Other	1734598
Sciens Global Opportunity Fund	Shareholder	1 Sep 2008	50% - 75%	33-3333333
Sciens Cfo I Feeder Fund Ltd.	Shareholder	1 Sep 2008	25% - 50%	98-1164789
Sciens Managers Feeder Fund Ltd.	Shareholder	1 Oct 2008	75% - 100%	33-3333333
Sciens Managers Holdings Ltd.	Shareholder	1 Jan 2010	25% - 50%	98-0593798
Sciens Fof Offshore Holdings Ltd.	Shareholder	1 Jun 2011	25% - 50%	98-0509645
Sia Holdings 4 Ltd.	Shareholder	1 Jan 2012	50% - 75%	98-0636396
Smh Management Ltd.	Shareholder	1 Mar 2012	75% - 100%	98-0677137
Ioannis "John P." Rigas	Shareholder	1 Aug 2012	50% - 75%	1734598
Ioannis "John" Rigas	Shareholder	1 Aug 2012	50% - 75%	1734598
Sciens Global Opportunity Fund	Shareholder	1 Jan 2014	50% - 75%	foreign
Sciens Cfo I Feeder Fund Ltd.	Shareholder	1 Jan 2014	25% - 50%	98-1164789
Prime Cap Investment Inc.	Shareholder	1 Aug 2017	75% - 100%	foreign
George Economou	Shareholder	1 Aug 2017	75% - 100%	6932572

Based in St. Peter Port

The principal office where Sigma Asset Management (Guernsey) Limited performs its advisory services is located at Suite 5, Pollet House, St. Peter Port, Gy1 1 Wf, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 (0) 1481 746400 or by fax +44(0) 1481 746409. The normal business hours are 09.00 to 18:00 on Monday - Friday. You can find more information about the New York firm at sciensam.com.