Curbstone Financial Management Corporation (Manchester)

Name: Curbstone Financial Management Corporation
Address: 741 Chestnut Street, Manchester, NH, 03104 3002
Telephone: 603-624-8462

Curbstone Financial Management Corporation is a large advisory firm based in Manchester. It manages $306.28 million of regulatory assets for 533 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Louisiana, and 4 other states.

Curbstone Financial Management Corporation provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and participation in client consultations with advisers/special projects. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Curbstone Financial Management Corporation: assets under management

The assets under management (AUM) of Curbstone Financial Management Corporation is $306.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1200% since the beginning of its operation, and $1.95 million of the total AUM is attributable to clients outside of the United States.

The firm manages $306.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $574.63 thousand each.

Curbstone Financial Management Corporation has custody of $43.81 million in cash and securities for 32 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 40% of the total AUM. The second-largest asset type is exchange traded securities, which make up 34% of the firm’s portfolio. Investments in investment grade corporate bonds form 15% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Curbstone Financial Management Corporation for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Curbstone Financial Management Corporation serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Curbstone Financial Management Corporation is high net worth individuals with 91 clients and $220.88 million of assets under management. Among the 8 most similar advisory firms, Curbstone Financial Management Corporation has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $306.28 million for 241 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Curbstone Financial Management Corporation doesn't advise any private funds.

Careers at Curbstone Financial Management Corporation

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Mott Iv Lewry	President, chief compliance officer, financial operations principal	1 Feb 1983	75% - 100%	308983
William S. Gannon	Secretary	1 Feb 1983	Other	1465583
Benjamin Franklin Gayman	Secretary	1 Nov 2004	Other	xxx-xx-xxxx
Benjamin Gayman	Secretary	1 Nov 2004	Other	xxx-xx-xxxx
Melvin Jonathan Iii Severance	Principal	1 Sep 2005	Other	1281226
Pamela Gay Diamantis	Principal	1 Jul 2006	Other	xxx-xx-xxxx
Pamela Diamantis	Officer	1 Jul 2006	Other	xxx-xx-xxxx

Based in Manchester

The principal office where Curbstone Financial Management Corporation performs its advisory services is located at 741 Chestnut Street, Manchester, NH 03104 3002, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 603-624-8462 or by fax 603-624-8274. The normal business hours are 8:30 - 4:30 on Monday - Friday. You can find more information about the New York firm at curbstonefinancial.com/.