Pelion Investment Advisors, Inc. (New York)

Name: Pelion Investment Advisors, Inc.
Address: 369 Lexington Avenue, New York, NY, 10017
Telephone: 917-639-5450

Pelion Investment Advisors, Inc. is an adviser based in New York. It manages $7.65 million of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, New York, North Carolina, and Pennsylvania.

Pelion Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pelion Investment Advisors: assets under management

The assets under management (AUM) of Pelion Investment Advisors, Inc. is $7.65 million. The firm's AUM has gone down by -85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pelion Investment Advisors, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pelion Investment Advisors, Inc.

Robert Ira Shapiro has been acting as President since 1 Jun 2008. Constance Louise Hunter has served as the Chief Investment Officer since 1 Jan 2007. Hilary Guy Bergman joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Hilary Guy Bergman	Ceo	1 May 2005	Other	1834738
Daniel Glen Nordvedt	Compliance	1 May 2005	Other	829338
Inc. Pelion Financial Group	Owner	1 May 2005	75% - 100%	33-0879825
Constance Louise Hunter	Chief investment officer	1 Jan 2007	Other	2732917
Kathryn Payne Beller	Chief compliance officer	1 Feb 2007	Other	5072413
Hilary Guy Bergman	Chief compliance officer	1 Jun 2007	Other	1834738
Robert Ira Shapiro	Chief investment officer	1 Jun 2007	Other	420115
Robert Ira Shapiro	President	1 Jun 2008	Other	420115

Based in New York

The principal office where Pelion Investment Advisors, Inc. performs its advisory services is located at 369 Lexington Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 917-639-5450 or by fax 646-224-8240. The normal business hours are 9:00 am- 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.super401k.com.