Falco Financial Services, Inc. (Scottsbluff)

Name: Falco Financial Services, Inc.
Address: 1110 Circle Drive, Scottsbluff, NE, 69361
Telephone: 308-632-4146

Falco Financial Services, Inc. is an adviser based in Scottsbluff. It manages $48.9 million of regulatory assets for 380 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, Colorado, Nebraska, and South Dakota.

Falco Financial Services provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm also engages as variable annuities.

Falco Financial Services: assets under management

The assets under management (AUM) of Falco Financial Services, Inc. is $48.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 53% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $48.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $128.68 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Falco Financial Services, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Falco Financial Services, Inc.

Patrick Stephenson Jolliffe has been acting as President since 1 Jan 2003. Kenda S. Knudsen joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Patrick Stephenson Jolliffe	President	1 Jan 2003	25% - 50%	2531902
Fred Allen Lockwood	Vice-president	1 Jan 2003	Other	4201619
Troy Lee Hilyard	Vice-president	1 Jan 2003	Other	4550283
Carol M Lockwood	Shareholder	1 Jan 2003	Other	4624631
Jeremy Tyler Plummer	Shareholder	1 Jan 2003	Other	4624632
Daniel G Garrett	Shareholder	1 Jan 2003	Other	4624633
James Ray Gardner	Shareholder	1 Jan 2003	Other	4550252
Fred Allen Lockwood	President & chief compliance officer	1 May 2006	25% - 50%	4201619
Frances Marie Grimes	Vice president	1 May 2006	Other	4623151
Michael Andrew Benepe	Vice president	1 May 2006	Other	2293123
Kenda S. Knudsen	Shareholder	1 Jun 2006	Other	5173098

Based in Scottsbluff

The principal office where Falco Financial Services, Inc. performs its advisory services is located at 1110 Circle Drive, Scottsbluff, NE 69361, which is also the mailing address of the firm. An additional office of the firm is in Grand Island, NE. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 308-632-4146 or by fax 308-632-6140. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.falco-financial.com.