X Shares Advisors LLC (New York)

X Shares Advisors LLC is an adviser based in New York. It manages $180 million of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of New York.

X Shares Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

X Shares Advisors: assets under management

The assets under management (AUM) of X Shares Advisors LLC is $180 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 198% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $180 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.81 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay X Shares Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at X Shares Advisors LLC

Nathaniel Seth Wasserstein has been acting as President since 1 Mar 2007. William Peter Henson joined the executive team most recently as the Chief Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Webster Jaffin	Chief financial officer	1 Mar 2006	Other	5020166
Anthony Francis Dudzinski	Chief operating officer	1 Mar 2006	Other	1043511
Llc Ferghana Wellspring	Sole member	1 Mar 2006	75% - 100%	83-0440341
Xshares Group Llc Fka Ferghana Wellspring Llc	Sole member	1 Mar 2006	75% - 100%	83-0440341
Richard Walter Berenger	Chief compliance officer	1 Jul 2006	Other	1041622
Nathaniel Seth Wasserstein	President	1 Mar 2007	Other	2743324
Anthony Francis Dudzinski	Chief executive officer	1 May 2007	Other	1043511

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Webster Jaffin	Chief financial officer	1 Nov 2005	Other	5020166
Anthony Francis Dudzinski	Chief operating officer	1 Nov 2005	Other	1043511
William J Kridel	Chairman	1 Nov 2005	Other	704171
Anthony Francis Dudzinski	President	1 Mar 2007	Other	1043511
Jeffrey Lee Feldman	Chairman	1 Mar 2007	Other	205903
David Webster Jaffin	Chief operating officer	1 Mar 2007	Other	5020166
James Joseph Mccluskey	Chief financial officer	1 Jun 2007	Other	4534521
William Peter Henson	Chief executive officer	1 Oct 2007	Other	2124199

Based in New York

The principal office where X Shares Advisors LLC performs its advisory services is located at 420 Lexington Avenue, New York, NY 10170, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-867-7400 or by fax 212-867-3857. The normal business hours are 9 to 5 on Monday - Friday.