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Roger Arthur Bowers (Santa Ana)


Roger Arthur Bowers is a large advisory firm based in Santa Ana. It manages $63.43 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Illinois, and Minnesota.

Roger Arthur Bowers provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Roger Arthur Bowers: assets under management

The assets under management (AUM) of Roger Arthur Bowers is $63.43 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $63.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.88 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Roger Arthur Bowers for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Santa Ana

The principal office where Roger Arthur Bowers performs its advisory services is located at 13382 Kootenay, Santa Ana, CA 92705 The mailing address of the firm is Box 11648, Santa Ana, CA 92711. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 714-730-0766 or by fax 714-730-3480. The normal business hours are 6:00am-3:00pm on Monday - Friday.


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