Sentinel Securities Corp. (New York)

Sentinel Securities Corp. is a large advisory firm based in New York. It manages $43.24 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2001.

Sentinel Securities Corp provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sentinel Securities Corp: assets under management

The assets under management (AUM) of Sentinel Securities Corp. is $43.24 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $43.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.7 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sentinel Securities Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sentinel Securities Corp.

John H Streicker has been acting as President since 1 Mar 1997. Leland J Roth joined the executive team most recently as the Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John H Streicker	President	1 Mar 1997	75% - 100%	1830424
Garrett Edward Sheehan	Managing director	1 Jan 2000	Other	2104768
Mark L Lindeis	Vice president	1 Jan 2000	Other	4372985
Leland J Roth	Treasurer	1 Jan 2001	Other	4372982

Based in New York

The principal office where Sentinel Securities Corp. performs its advisory services is located at 1251 Avenue Of The Americas, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.