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Cliffwater Investments LLC (Hartford)


Cliffwater Investments LLC is a large advisory firm based in Hartford. It manages $152.33 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Connecticut.

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Cliffwater Investments provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cliffwater Investments: assets under management

The assets under management (AUM) of Cliffwater Investments LLC is $152.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $152.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.78 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cliffwater Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Stephen Lane Nesbitt Member 1 Jun 2004 50% - 75% 1941499
Kathleen Kay Barchick Member 1 Jun 2004 25% - 50% 4824379
Inc. Virtus Investment Partners Shareholder 1 Nov 2008 75% - 100% 26-3962811

Based in Hartford

The principal office where Cliffwater Investments LLC performs its advisory services is located at 100 Pearl Street, Hartford, CT 06103, which is also the mailing address of the firm. An additional office of the firm is in Marina Del Rey, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800.248.7971 or by fax 860.241.1024. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at virtusalts.com.


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