Middleton & Middleton, Inc. (Colorado Springs)

Middleton & Middleton, Inc. is a large advisory firm based in Colorado Springs. It manages $35.94 million of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Colorado and Texas.

Middleton & Middleton provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Middleton & Middleton: assets under management

The assets under management (AUM) of Middleton & Middleton, Inc. is $35.94 million. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35.21 million in discretionary accounts and $728.53 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.3 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $104.08 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Middleton & Middleton, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Middleton & Middleton, Inc.

Douglas Mckinlay Middleton has been acting as President since 1 Apr 1971. Andrew Brooks Middleton joined the executive team most recently as the Vice President & Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Mckinlay Middleton	President	1 Apr 1971	25% - 50%	4458756
Andrea Middleton Piper	Director	1 Jul 1975	Other	713911
Douglas Mckinlay Middleton	Director	1 Jul 1975	Other	4458785
Andrew Brooks Middleton	Vice president & treasurer	1 Jul 1975	Other	2446571
Andrew Brooks Middleton	Vice president & chief compliance officer	1 Nov 2001	Other	2446571

Based in Colorado Springs

The principal office where Middleton & Middleton, Inc. performs its advisory services is located at 2618 Ashgrove Street, Colorado Springs, CO 80906 3709, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.