Prostar Capital (Us) LLC (Greenwich)

Name: Prostar Capital (Us) LLC
Address: 1700 East Putnam Avenue, Greenwich, CT, 06870
Telephone: 203-864-6050

Prostar Capital (Us) LLC is a large advisory firm based in Greenwich. It manages $515.57 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Connecticut.

Prostar Capital (Us) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Prostar Capital (Us): assets under management

The assets under management (AUM) of Prostar Capital (Us) LLC is $515.57 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 80% since the beginning of its operation, and $515.57 million of the total AUM is attributable to clients outside of the United States.

The firm manages $515.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $171.86 million each.

Prostar Capital (Us) has custody of $443.17 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Prostar Capital (Us) LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Prostar Capital (Us) serves?

The only and largest group of clients of Prostar Capital (Us) is pooled investment vehicles with 3 clients and $515.57 million of assets under management. Among the 9 most similar advisory firms, Prostar Capital (Us) has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $515.57 million for 3 clients. 100% of the firm’s clients are foreign persons or businesses.

Prostar Capital (Us) also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $20,000,000 for each fund.

Careers at Prostar Capital (Us) LLC

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John William Troy	Manager	1 Jun 2012	Other	2980679
Steven John Bickerton	Manager	1 Jun 2012	Other	6148172
David Barclay Noakes	Manager	1 Jun 2012	Other	6217787
Gregory John Walton Martin	Director - prostar capital (australia) pty. ltd. (relying adviser)	1 Jun 2012	Other	6384898
Prostar Capital Management Ltd.	Member	1 Jan 2013	75% - 100%	foreign
Steven John Bickerton	Director - prostar capital management ltd. (relying adviser)	1 Jan 2013	Other	6148172
Jung Tae Choi	Director - prostar geif management (relying adviser)	1 Jul 2013	Other	6029589
Tracy Marie Urquiaga	Chief compliance officer/chief financial officer	1 Jan 2014	Other	2190387
Mark Adrian Mccomiskey	Manager	1 Apr 2014	Other	5910469
David Barclay Noakes	Manager	1 Apr 2014	Other	6217787
Prostar Capital (Asia Pacific) Ltd.	Shareholder - prostar apeif gp ltd. (relying adviser)	1 Mar 2015	75% - 100%	foreign
Siok Yee Lee	Director - prostar apeif gp (relying adviser)	1 Mar 2015	Other	6471231
Steven John Bickerton	Director - prostar apeif management ltd. (relying adviser)	1 Mar 2015	Other	6148172
Jung Tae Choi	Director - prostar apeif management ltd. (relying adviser)	1 Mar 2015	Other	6029589
David Barclay Noakes	Director - prostar geif gp (relying adviser)	1 Mar 2015	Other	6217787
Kenneth Kim	Director - prostar capital management ltd. (relying adviser)	1 Jan 2016	Other	6628376
Prostar Capital Partners Management Ltd.	Member	1 Jul 2017	75% - 100%	foreign entity
Prostar Capital Partners Management Ltd	Shareholder - prostar capital (australia) pty. ltd. (relying adviser)	1 Jul 2017	75% - 100%	foreign entity

Indirect Owners

The SEC currently registers 21 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gregory John Walton Martin	Shareholder	1 Nov 1997	50% - 75%	6384898
Sharon Lea Martin	Shareholder	1 Nov 1997	50% - 75%	6384897
Jamoca Pty. Ltd.	Trustee	1 Jan 1998	Other	foreign
Prostar Capital Ltd.	Shareholder	1 Jul 2012	75% - 100%	foreign
Solaris Partners Pte. Ltd	Shareholder	1 Jul 2012	50% - 75%	foreign
Freshwater Capital Ltd.	Shareholder	1 Jul 2012	50% - 75%	foreign
Jamoca Investments Pty. Ltd.	Shareholder	1 Jul 2012	25% - 50%	foreign
The Martin Family Trust	Shareholder	1 Jul 2012	75% - 100%	foreign
Gemini Partners Pte. Ltd.	Shareholder	1 Jul 2012	75% - 100%	foreign
The Bickerton Family Trust	Shareholder	1 Oct 2012	75% - 100%	foreign entity
Crestwood Australia Pty. Limited	Trustee	1 Oct 2012	Other	foreign entity
Steven John Bickerton	Shareholder	1 Oct 2012	75% - 100%	6148172
Steven John Bickerton	Shareholder	1 Sep 2013	25% - 50%	6148172
Rhb Capital Berhad	Shareholder	1 Mar 2015	75% - 100%	foreign
Prostar Capital Management Ltd.	Shareholder	1 Mar 2015	50% - 75%	foreign
Rhb Private Equity Management Ltd.	Shareholder	1 Mar 2015	25% - 50%	foreign
David Barclay Noakes	Shareholder	1 Apr 2016	75% - 100%	6217787
Bluedoor Nominees Pty Ltd.	Trustee	1 May 2016	Other	foreign entity
Prostar Capital Partners Ltd.	Shareholder	1 Jul 2017	75% - 100%	foreign entity
Crestwood Investments Pty. Ltd.	Shareholder	1 Jul 2017	25% - 50%	foreign entity
The Noakes Family Trust No. 1	Shareholder	1 Jul 2017	25% - 50%	foreign entity

Based in Greenwich

The principal office where Prostar Capital (Us) LLC performs its advisory services is located at 1700 East Putnam Avenue, Greenwich, CT 06870, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-864-6050 or by fax 203-344-9565. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at prostarcapital.com.