PhiladeLPhia Partners Capital Management, LLC (Baltimore)

PhiladeLPhia Partners Capital Management, LLC is a related adviser based in Baltimore. It manages $28.47 million of regulatory assets for 106 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Pennsylvania.

PhiladeLPhia Partners Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

PhiladeLPhia Partners Capital Management: assets under management

The assets under management (AUM) of PhiladeLPhia Partners Capital Management, LLC is $28.47 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $268.57 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 87% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 7% of the firm’s portfolio. Investments in investment grade corporate bonds form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay PhiladeLPhia Partners Capital Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients PhiladeLPhia Partners Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of PhiladeLPhia Partners Capital Management is high net worth individuals with 9 clients and $16.91 million of assets under management. Among the 1 most similar advisory firms, PhiladeLPhia Partners Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $28.29 million for 103 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

PhiladeLPhia Partners Capital Management doesn't advise any private funds.

Careers at PhiladeLPhia Partners Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Cv Investments	Sole owner	1 Feb 2018	75% - 100%	27-1377886
Brenda Ann Smith	Chief executive officer, chief compliance officer and managing member	1 Feb 2018	Other	4348518
Michael Anthony Galantino	Manager	1 Apr 2018	Other	1277218
Carol Scicchitano	Chief compliance officer	1 Apr 2018	Other	1703075
Chapin Davis Asset Management	Chapin davis asset management	1 Jun 2018	Other	28116

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Brenda Ann Smith	Sole member, managing member	1 Apr 2010	75% - 100%	4348518

Based in Baltimore

The principal office where PhiladeLPhia Partners Capital Management, LLC performs its advisory services is located at 1411 Clarkview Road, Baltimore, MD 21209, which is also the mailing address of the firm. An additional office of the firm is in Bala Cynwyd, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 267-748-2300 or by fax 215-689-3614. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday.