Kaye Capital Management is a large advisory firm based in El Segundo. It manages $201.68 million of regulatory assets for 565 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California and Texas.
Kaye Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kaye Capital Management is $201.68 million. The firm's AUM has grown by 127% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Kaye Capital Management for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Marvyn Earl Kaye is individuals with 227 clients and $85.69 million of assets under management. Among the 10 most similar advisory firms, Kaye Capital Management has the 3rd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $199.88 million for 299 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Kaye Capital Management doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Marvyn Earl Kaye has been acting as President since 1 Dec 1997. David William Hilton joined the executive team most recently as the Vice President.
The principal office where Kaye Capital Management performs its advisory services is located at 909 N. Pacific Coast Highway, El Segundo, CA 90245, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-207-5293 or by fax 310-231-1213. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at kayecapital.com.