Credit Suisse First Boston Index Co., Inc. (New York)

Credit Suisse First Boston Index Co., Inc. is a large advisory firm based in New York. It manages $2.93 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001.

Credit Suisse First Boston Index Co. provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Credit Suisse First Boston Index Co.: assets under management

The assets under management (AUM) of Credit Suisse First Boston Index Co., Inc. is $2.93 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 11600% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.93 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $975.01 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Credit Suisse First Boston Index Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Credit Suisse First Boston Index Co., Inc.

Robert Samuel Sloan has been acting as President since 1 Jun 1999. Emidio Morizio joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Samuel Sloan	Bd. member/chairman	1 Jun 1999	Other	2707402
Paul Calello	Bd. member	1 Jun 1999	Other	2460530
James Ernest Kreitman	Bd.member/vice chairman	1 Jun 1999	Other	1212787
Roland Lorenzo	Bd. member/president	1 Jun 1999	Other	1803008
Credit Suisse First Boston Corporation	Stockholder	1 Oct 2000	75% - 100%	816
Credit Suisse First Boston Inc.	Stockholder	1 Oct 2000	75% - 100%	13-2853402
Oliver Schupp	Bd member/president	1 May 2002	Other	4395891
Arthur U Mbanefo	Bd. member	1 May 2002	Other	2734794
James Hayden Vos	Bd member/chairman	1 May 2002	Other	1689839
Csam Americas Holding Corp.	Sole shareholder	1 Jan 2004	75% - 100%	13-2774791
Joseph D Gallagher	Chief executive officer	1 Jan 2004	Other	2032999
Matthew Charles Moss	Treasurer	1 Jan 2004	Other	4499363
Hal Liebes	Secretary	1 Jan 2004	Other	2553531
Csam Capital Inc.	Sole shareholder	1 Jun 2004	75% - 100%	109517
J Albert Smith	Chairman and president	1 Jul 2004	Other	1725193
Timothy Barnes	Chief operating officer	1 Jul 2004	Other	4837127
George Ronald Hornig	Managing director	1 Jul 2004	Other	1817508
Eileen E Ryan	Chief compliance officer	1 Jul 2004	Other	2014783
Louise Guarneri	Chief compliance officer	1 Jul 2005	Other	1109022
Emidio Morizio	Chief compliance officer	1 Nov 2005	Other	1614446

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Credit Suisse Group	Stockholder	1 Jan 1997	75% - 100%	foreign entity
Credit Suisse Group	Shareholder	1 Feb 1998	25% - 50%	foreign entity
Credit Suisse First Boston	Shareholder	1 Feb 1998	50% - 75%	foreign entity
Inc. Credit Suisse First Boston	Stockholder	1 Oct 2000	75% - 100%	13-2853402
Credit Suisse Group	Stockholder	1 Nov 2000	25% - 50%	foreign entity
Credit Suisse First Boston	Shareholder	1 Nov 2000	50% - 75%	foreign entity
Credit Suisse Asset Management Holding Corp.	Sole shareholder	1 Nov 2000	75% - 100%	13-3957137
Inc. Credit Suisse First Boston	Sole shareholder	1 Nov 2000	75% - 100%	13-2853402
Credit Suisse (Formerly Known As Credit Suisse First Boston)	100% shareholder	1 Nov 2000	75% - 100%	foreign entity
Inc. Csfb Alternative Capital	Sole shareholder	1 Jun 2004	75% - 100%	109517
Csam Americas Holding Corp.	Sole shareholder	1 Jun 2004	75% - 100%	13-277479
Credit Suisse Group	Sole shareholder	1 Jun 2004	75% - 100%	foreign entity
Csam Americas Holding Corp.	Sole shareholder	1 Nov 2004	75% - 100%	13-2774791

Based in New York

The principal office where Credit Suisse First Boston Index Co., Inc. performs its advisory services is located at 11 Madison Avenue, 13 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 325-2000 or by fax (212) 325-6100. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.