Resolution Capital (Us) Limited (Rye Brook)

Name: Resolution Capital (Us) Limited
Address: 800 Westchester Avenue, Rye Brook, NY, 10573
Telephone: 1-914-697-7511

Resolution Capital (Us) Limited is a large advisory firm based in Rye Brook. It manages $1.46 billion of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2018.

Resolution Capital (Us) Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Resolution Capital (Us) Limited: assets under management

The assets under management (AUM) of Resolution Capital (Us) Limited is $1.46 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and $1.45 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.46 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $54.02 million each.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Resolution Capital (Us) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David Bruce Coleman serves?

The firm provides services to pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of David Bruce Coleman is corporations or other businesses with 9 clients and $642.33 million of assets under management. Among the 6 most similar advisory firms, Resolution Capital (Us) Limited has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $1.46 billion for 26 clients. 98% of the firm’s clients are foreign persons or businesses.

Resolution Capital (Us) Limited doesn't advise any private funds.

Careers at Resolution Capital (Us) Limited

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David Bruce Coleman has been acting as President since 1 Sep 2013. Karen Muspratt joined the executive team most recently as the Chief Compliance Officer And Head Of Operations.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Bruce Coleman	Director	1 Sep 2013	Other	5428600
Ian Macoun	Director	1 Sep 2013	Other	5428601
Marco Colantonio	Director	1 Sep 2013	Other	5429359
Foray Enterprises Pty Ltd	Shareholder	1 Sep 2013	75% - 100%	109726641
Andrew Gerard Parsons	Managing director	1 Sep 2013	Other	5268045
Bridget Louise Hill	Chief compliance officer and chief operating officer	1 Sep 2013	Other	6254194
Sonia Luton	Director	1 Sep 2013	Other	7001826
Andrew Gerard Parsons	Executive director	1 Jan 2019	Other	5268045
Sonia Luton	Managing director	1 Jan 2019	Other	7001826
Karen Muspratt	Chief compliance officer and head of operations	1 Mar 2019	Other	7082198

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Pinnacle Investment Management Group Limited	Shareholder	1 Jun 2004	75% - 100%	100325184
Pinnacle Investment Management Limited	Shareholder	1 Sep 2007	25% - 50%	109659109

Based in Rye Brook

The principal office where Resolution Capital (Us) Limited performs its advisory services is located at 800 Westchester Avenue, Rye Brook, NY 10573, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1-914-697-7511. The normal business hours are 8.30am-5.30pm on Monday - Friday. You can find more information about the New York firm at au.linkedin.com/company/resolution-capital-limited and its LinkedIn profile.