Old Slip Registered Investment Advisors, LLC (New York)

Name: Old Slip Registered Investment Advisors, LLC
Address: 40 Wall Street Floor 28, New York, NY, 10005
Telephone: 212.256.1334

Old Slip Registered Investment Advisors, LLC is a pension cosultant based in New York. It manages $296.05 million of regulatory assets for 24 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of New York and Texas.

Old Slip Registered Investment Advisors provides financial planning services and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Old Slip Registered Investment Advisors: assets under management

The assets under management (AUM) of Old Slip Registered Investment Advisors, LLC is $296.05 million. The firm's AUM has grown by 41% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25.46 million in discretionary accounts and $270.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.11 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $270.6 million.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Old Slip Registered Investment Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Old Slip Registered Investment Advisors serves?

The only and largest group of clients of Old Slip Registered Investment Advisors is pension and profit sharing plans with 24 clients and $296.05 million of assets under management. Among the 9 most similar advisory firms, Old Slip Registered Investment Advisors has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $296.05 million for 24 clients. None of the firm’s clients are foreign persons or businesses.

Old Slip Registered Investment Advisors doesn't advise any private funds.

Careers at Old Slip Registered Investment Advisors, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Joseph Lukezic	Managing member & chief compliance officer	1 May 2016	75% - 100%	4284800

Based in New York

The principal office where Old Slip Registered Investment Advisors, LLC performs its advisory services is located at 40 Wall Street Floor 28, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212.256.1334 or by fax 646.390.1341. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at standardfiduciary.com.