Fox, Roger Bennett (Los Angeles)

Name: Fox, Roger Bennett
Address: 11661 San Vicente Blvd, Los Angeles, CA, 90049
Telephone: 310-481-9320

Fox, Roger Bennett is a large advisory firm based in Los Angeles. It manages $96.55 million of regulatory assets for 175 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.

Fox, Roger Bennett provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fox, Roger Bennett: assets under management

The assets under management (AUM) of Fox, Roger Bennett is $96.55 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 158% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $96.55 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $551.73 thousand each.

Investments

The firm invests in non-exchange traded securities the most. They account for 42% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 40% of the firm’s portfolio. Investments in exchange traded securities form 15% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fox, Roger Bennett for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fox, Roger Bennett serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Fox, Roger Bennett is pension and profit sharing plans with 45 clients and $22.62 million of assets under management. Among the 8 most similar advisory firms, Fox, Roger Bennett has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $43.94 million for 101 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Fox, Roger Bennett doesn't advise any private funds.

Careers at Fox, Roger Bennett

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roger B Fox	Sole proprietor	1 Nov 1984	75% - 100%	2265404
Roger Fox	Sole proprietor	1 Nov 1984	75% - 100%	2265404
Amy Marshall	Chief compliance officer	1 Feb 2013	Other	6164288

Based in Los Angeles

The principal office where Fox, Roger Bennett performs its advisory services is located at 11661 San Vicente Blvd, Los Angeles, CA 90049, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-481-9320 or by fax 310-481-9321. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at foxaccountancy.com.