Tgm Associates L.P. (New York)

Name: Tgm Associates L.P.
Address: 650 Fifth Avenue, 28 Th Fl, New York, NY, 10019 6149
Telephone: 212-830-9300

Tgm Associates L.P. is a large advisory firm based in New York. It manages $2.1 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Tgm Associates provides portfolio management for pooled investment vehicles and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tgm Associates: assets under management

The assets under management (AUM) of Tgm Associates L.P. is $2.1 billion. The firm's AUM has grown by 68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Tgm Associates has custody of $2.1 billion in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tgm Associates L.P. for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tgm Associates serves?

The only and largest group of clients of Tgm Associates is pooled investment vehicles with 1 clients and $421.96 million of assets under management. Among the 11 most similar advisory firms, Tgm Associates has the 4th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $421.96 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Tgm Associates also advises several private funds. Namely, four hedge funds and two real estate funds.

Careers at Tgm Associates L.P.

The company employs 15 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Andrew Thomas Piekarski has served as the Chief Investment Officer since 1 Aug 2001. John Reuben Gochberg joined the executive team most recently as the Sole Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Tjg Holdings	General partner	1 Jul 1991	Other	13-3614233
Steven Charles Macy	Limited partner	1 Jul 1991	Other	4520724
Steven C Macy	Limited partner	1 Jul 1991	Other	4520724
Harris Trust & Savings Bank Trustee Searle Trust L.P. Xiii	Limited partner	1 Jul 1991	25% - 50%	36-6857917
Diana Hein	Chief administrative officer	1 Jul 1991	Other	4650473
Diana Sue Hein	Chief administrative officer	1 Jul 1991	Other	4650473
John Reuben Gochberg	Limited partner	1 Dec 1996	Other	4520745
Sarah Spencer Gochberg	Limited partner	1 Dec 1996	Other	4520749
Thomas Gochberg Trustee Thomas Gochberg 7yr Grat	Limited partner	1 Dec 1996	Other	13-7106810
Thomas Gochberg Trustee Thomas Gochberg 10yr Grat	Limited partner	1 Dec 1996	Other	13-7106809
Thomas Gochberg Trustee Thomas Gochberg 14 Yr Grat	Limited partner	1 Dec 1996	Other	13-7106813
Andrew Thomas Piekarski	Chief investment officer	1 Aug 2001	Other	1998278
Michael G Frazzetta	Chief financial officer	1 May 2002	Other	4650468
Michael Gerard Frazzetta	Chief financial officer	1 May 2002	Other	4650468
Jeffrey Scott Sirkin	Chiefacquisitions officer	1 Apr 2004	Other	4940685
John Edward Emmanuel	Marketing director	1 May 2004	Other	4660021
Veta Jacqueline Bills	Chief compliance officer / chief administrative officer	1 Jun 2006	Other	5229525
Diana Sue Hein	Limited partner	1 Jun 2006	Other	4650473
Harris Trust & Savings Bank Trustee Sft Real Estate Llc (1987)	Limited liability company	1 Sep 2006	Other	36-6857917
Michael Gerard Frazzetta	Limited partner	1 Dec 2006	Other	4650468
Zachary Samuel Goldman	Limited partner	1 May 2012	Other	6156446
Thomas Joel Gochberg	Limited partner	1 May 2012	Other	1219161

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Joel Gochberg	President	1 Jul 1991	75% - 100%	1219161
John Reuben Gochberg	Sole shareholder	1 Oct 2012	75% - 100%	4520745

Based in New York

The principal office where Tgm Associates L.P. performs its advisory services is located at 650 Fifth Avenue, 28 Th Fl, New York, NY 10019 6149, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-830-9300. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at tgmassociates.com.