Stafford Private Equity Inc. (Austin)

Name: Stafford Private Equity Inc.
Address: 600 Congress Ave., 14 Th Floor, Austin, TX, 78701
Telephone: (512) 368-9336

Stafford Private Equity Inc. is a large advisory firm based in Austin. It manages $371.32 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Massachusetts, and Texas.

Stafford Private Equity provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stafford Private Equity: assets under management

The assets under management (AUM) of Stafford Private Equity Inc. is $371.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $371.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $33.76 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stafford Private Equity Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stafford Private Equity Inc.

Ian George Deas has been acting as President since 1 Oct 2010. Rick John Fratus joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ian George Deas	Director/secretary	1 Oct 2010	Other	4391741
Stafford Private Equity Pty Limited	Shareholder	1 Oct 2010	75% - 100%	foreign
Angus Whiteley	Director	1 Oct 2013	Other	6749057
Dominic Thaddeus Tayco	Chief compliance officer	1 Mar 2014	Other	6334066
Rick John Fratus	Director	1 Jul 2014	Other	5115264

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Anthony Bowley	Shareholder	1 Aug 2012	25% - 50%	4393336
Geoffrey Robert Norman	Shareholder	1 Aug 2012	25% - 50%	6334070
Norman Family Trust	Shareholder	1 Aug 2012	25% - 50%	foreign
Nmae Pty Limited	Trustee	1 Aug 2012	75% - 100%	foreign
Genevieve Marie Marguerite Carbonatto	Director	1 Aug 2012	75% - 100%	6566611

Based in Austin

The principal office where Stafford Private Equity Inc. performs its advisory services is located at 600 Congress Ave., 14 Th Floor, Austin, TX 78701, which is also the mailing address of the firm. An additional office of the firm is in Newport Beach, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (512) 368-9336. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at staffordcp.com.