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Pa Retail Holdings LLC (New York)


Pa Retail Holdings LLC is a large advisory firm based in New York. It manages $1.09 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Connecticut and New York.

Pa Retail Holdings provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pa Retail Holdings: assets under management

The assets under management (AUM) of Pa Retail Holdings LLC is $1.09 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.09 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $218.93 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pa Retail Holdings LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 17 indirect owners.

Name Entity Date acquired Ownership Employer ID
Allianz Paclife Partners Llc General partner/ unitholder 1 May 2000 25% - 50% 33-0915825
Adam U.S. Holding Llc Managing member 1 May 2000 25% - 50% 95-1079000
Pacific Asset Management Llc Member 1 May 2000 25% - 50% 95-1079000
Pacific Life Insurance Company Member 1 May 2000 75% - 100% 95-1079000
Allianz Aktiengesellschaft Stockholder 1 May 2000 75% - 100% 98-0122343
Pacific Mutual Holding Company Sole stockholder 1 May 2000 75% - 100% 33-0769202
Allianz Dresdner Asset Management Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Inc. Allianz Of America Member 1 May 2000 75% - 100% 13-3412614
Allianz Global Investors Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Allianz Dresdner Asset Management Of America Llc Unitholder 1 Jan 2002 75% - 100% 06-1605361
Allianz Global Investors Of America Llc Unitholder 1 Jan 2002 75% - 100% 06-1605361
Pacific Life Insurance Company Member 1 Jan 2003 25% - 50% 95-1079000
Allianz Dresdner Asset Management Of America Holdings Inc. Member 1 Jan 2003 Other 43-1993556
Allianz Dresdner Asset Management Aktiengesellschaft Stockholder 1 Jan 2003 75% - 100% 00-0000000
Allianz Aktiengesellschaft Stockholder 1 Jan 2003 75% - 100% 98-0122343
Allianz Global Investors Of America Holdings Inc. Member 1 Jan 2003 Other 43-1993556
Allianz Global Investors Aktiengesellschaft Stockholder 1 Jan 2003 75% - 100% 00-0000000

Based in New York

The principal office where Pa Retail Holdings LLC performs its advisory services is located at 1345 Avenue Of The Americas, New York, NY 10105 The mailing address of the firm is 888 San Clemente Drive, Newport Beach, CA 92660. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number (212) 739-3000 or by fax (212) 739-3948. The normal business hours are 9:00 a.m-5:00 p.m. on Monday - Friday.


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