Graticule Asset Management Asia (Uk) Limited (London)

Name: Graticule Asset Management Asia (Uk) Limited
Address: 14 Curzon Street, London, W1 J 5 Hn
Telephone: 44 (0) 20 7073 2100

Graticule Asset Management Asia (Uk) Limited is a large advisory firm based in London. It manages $637.83 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2018.

Graticule Asset Management Asia (Uk) Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Graticule Asset Management Asia (Uk) Limited: assets under management

The assets under management (AUM) of Graticule Asset Management Asia (Uk) Limited is $637.83 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -42% since the beginning of its operation, and $580.32 million of the total AUM is attributable to clients outside of the United States.

The firm manages $637.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $127.57 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Graticule Asset Management Asia (Uk) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Graticule Asset Management Asia (Uk) Limited serves?

The only and largest group of clients of Graticule Asset Management Asia (Uk) Limited is pooled investment vehicles with 5 clients and $637.83 million of assets under management. Among the 10 most similar advisory firms, Graticule Asset Management Asia (Uk) Limited has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $637.83 million for 5 clients. 80% of the firm’s clients are foreign persons or businesses.

Graticule Asset Management Asia (Uk) Limited also advises several private funds.

Careers at Graticule Asset Management Asia (Uk) Limited

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Graticule Asset Management Asia L.P.	Sole shareholder of registrant	1 Apr 2014	75% - 100%	98-1161644
Paul R. Mrockowski	Director of the registrant	1 Apr 2014	Other	4233231
David Lewis Zimmerman	General counsel and chief compliance officer of registrant and its affiliates	1 Jan 2015	Other	4863919
Adam Jason Levinson	Chief investment officer of the registrant and its affiliates	1 Jan 2015	Other	2269572
Oren Katz	Director, and coo/cfo of the registrant and its affiliates	1 Jan 2015	Other	3120082
Jonathan James Candy	Director, and chief executive officer of the registrant and its affiliates	1 May 2016	Other	6647364
Benjamin Yue Leong Ma	Svp legal & compliance	1 May 2017	Other	6930682

Indirect Owners

The SEC currently registers 16 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Fig Corp.	General partner	1 Jan 2007	Other	20-8211534
Fortress Investment Group Llc	Sole shareholder	1 Jan 2007	75% - 100%	20-5837959
Graticule Asset Management Asia General Partner (Cayman) Ltd.	General partner	1 Jan 2014	Other	98-1160127
Adam Jason Levinson	Sole shareholder	1 Jan 2014	75% - 100%	2269572
Graticule Asset Management Asia (Singapore) Pte. Ltd	Limited partner	1 Jan 2015	50% - 75%	98-1170116
Fortress Operating Entity I Subsidiary Llc	Limited partner	1 Jan 2015	25% - 50%	13-3989887
L.P. Fortress Operating Entity I	Sole member	1 Jan 2015	75% - 100%	13-3989887
Finco I Intermediate Holdco Llc	Sole member	1 Dec 2017	75% - 100%	82-2032556
Finco I Llc	Sole member	1 Dec 2017	75% - 100%	82-1589140
Llc Fig Parent	Sole member	1 Dec 2017	75% - 100%	82-2018056
Foundation Holdco Lp	Sole member	1 Dec 2017	75% - 100%	foreign entity
Sb Foundation Holdings Lp	Sole limited partner	1 Dec 2017	75% - 100%	foreign entity
Foundation Holdings Lp	Sole limited partner	1 Dec 2017	75% - 100%	foreign entity
Softbank Group Corp.	Sole limited partner	1 Dec 2017	75% - 100%	foreign entity
Sb Foundation Holdings (Gp) Llc	General partner	1 Dec 2017	Other	foreign entity
Foundation (Gp) Holdings Llc	Sole member	1 Dec 2017	75% - 100%	foreign entity

Based in London

The principal office where Graticule Asset Management Asia (Uk) Limited performs its advisory services is located at 14 Curzon Street, London, W1 J 5 Hn The mailing address of the firm is 1 Wallich Street, Singapore, 078881. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 (0) 20 7073 2100. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at gama.com.