Kibble & Prentice Holding Company (Seattle)

Name: Kibble & Prentice Holding Company
Address: 601 Union Street, Suite 1000, Seattle, WA, 98101 4064
Telephone: 206-441-6300

Kibble & Prentice Holding Company is a large advisory firm based in Seattle. It manages $4.01 billion of regulatory assets for 242 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alaska, Arizona, California, and 30 other states.

Kibble & Prentice Holding Company provides portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kibble & Prentice Holding Company: assets under management

The assets under management (AUM) of Kibble & Prentice Holding Company is $4.01 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kibble & Prentice Holding Company for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kibble & Prentice Holding Company

Arlen Irvin Prentice has been acting as President since 1 Jan 2002. Onex American Holdings Ii Llc joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dan Morris Guy	Shareholder	1 Jan 1989	Other	1151096
Dan Morris Guy	Shareholder	1 Jan 1999	Other	1151096
Robert Seda	Director	1 Dec 2001	Other	4682346
Arlen Irvin Prentice	Chairman	1 Jan 2002	Other	367316
L.P. Distribution Partners Investment Capital	Shareholder	1 Jan 2002	25% - 50%	06-1564482
Dale Lee Cowles	President and director	1 Jan 2002	Other	2743005
Gordon Pratt	Director	1 Jan 2002	Other	4682301
Robert Seda	Director	1 Jan 2002	Other	4682346
Llc A.I. Prentice	Shareholder	1 Jan 2002	Other	91-2177892
Michael B. Gano	President and director, property/casualty group	1 Jan 2002	Other	4682008
Dan Morris Guy	Shareholder	1 Jan 2002	Other	1151096
Michael Benjamin Gano	President and director, property/casualty group	1 Jan 2002	Other	4682008
Christopher John Prentice	Chief executive officer	1 Mar 2002	Other	2598041
Ellen R.M. Boyer	Chief financial officer	1 Jun 2002	Other	4682007
James John Doud	Director	1 Oct 2002	Other	4682295
Ellen R.M. Boyer	Chief financial officer	1 Jul 2003	Other	4682007
Michael B. Gano	President, property/casualty group	1 Jul 2003	Other	4682008
Beverley Rose Olivier	President-retirement plan services	1 Jul 2003	Other	4682009
Christopher John Prentice	President-private client group	1 Jul 2003	Other	2598041
Todd Christian Mcmahon	Chief compliance officer	1 Jun 2004	Other	4855223
Edward D. Fugo	Shareholder	1 Jun 2004	Other	4855222
Todd C. Mcmahon	Chief compliance officer	1 Jun 2004	Other	4855223
Jeffery B Cappel	Director	1 Jun 2004	Other	4654093
Edward David Fugo	Shareholder	1 Jun 2004	Other	4855222
Jeffery Beal Cappel	Director	1 Jun 2004	Other	4654093
Llc Usi Insurance Services	Shareholder - 100%	1 Nov 2006	75% - 100%	13-3771734
Ernest Joshua Newborn	Director & secretary	1 Nov 2006	Other	3154426
Usi Services Corporation	Shareholder - 100%	1 Nov 2006	75% - 100%	13-3771734
Robert Samuel Schneider	Treasurer	1 Nov 2006	Other	4650730
Carrie Diane Casanas	Chief financial officer	1 Apr 2011	Other	3224194

Indirect Owners

The SEC currently registers 22 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gerald Wilfred Schwartz	Shareholder	1 Jan 1984	50% - 75%	416275
Usi Holdings Corporation	Shareholder - 100%	1 Apr 1994	75% - 100%	13-3771733
Gordon Pratt	Managing member of general partner	1 Oct 1999	25% - 50%	4682301
Onex Corporation	Member	1 Dec 2002	75% - 100%	98-0226660
Onex Corporation	Shareholder	1 Jun 2003	75% - 100%	98-0226660
L.L.C. Gs Advisors Vi	General partner of gs capital partners vi offshore, l.p.	1 Aug 2006	Other	13-3797350
Inc. Usi	100 % shareholder of usi insurance services llc	1 Feb 2007	75% - 100%	61-1521458
Compass Investors Inc.	100% shareholder of compass acquisition holdings inc.	1 Feb 2007	75% - 100%	61-1521458
L.L.C. Gscp Vi Offshore Advisor	General partner of gs capital partners vi offshore fund, l.p.	1 Feb 2007	Other	83-0469632
L.P. Gs Capital Partners Vi Offshore	Limited partner of gs capital partners vi offshore fund, l.p.	1 Feb 2007	75% - 100%	83-0469632
L.P. Gs Capital Partners Vi	Limited partner of gs capital partners vi fund, l.p.	1 Feb 2007	50% - 75%	43-2115553
L.P. Gs Capital Partners Vi Employee Master Fund	Limited partner of gs capital partners vi fund, l.p.	1 Feb 2007	25% - 50%	98-0525608
L.L.C. Gs Capital Partners Vi Employee Funds Gp	General partner of gs capital partners vi employee master fund, l.p.	1 Feb 2007	Other	13-4019460
L.L.C. Gscp Vi Advisors	General partner of gs capital partners vi fund, l.p.	1 Feb 2007	Other	20-8449884
L.P. Gs Capital Partners Vi Fund	Shareholder of compass investors inc.	1 Mar 2007	50% - 75%	20-8450069
L.P. Gs Capital Partners Vi Offshore Fund	Shareholder of compass investors inc.	1 Mar 2007	25% - 50%	98-0522770
Compass Acquisition Holdings Corporation	Shareholder of usi holdings corporation	1 May 2007	75% - 100%	32-0194550
Onex Partners Gp Inc.	General partner	1 Apr 2008	Other	20-0434243
Onex Partners Iii Gp Lp	General partner	1 Apr 2008	Other	26-2429237
Onex American Holdings Ii Llc	Shareholder	1 Dec 2012	25% - 50%	55-0815136
Onex Partners Iii Lp	Shareholder	1 Dec 2012	50% - 75%	26-2429367
Onex Usi Holdings Corp.	Shareholder	1 Dec 2012	75% - 100%	99-0382762

Based in Seattle

The principal office where Kibble & Prentice Holding Company performs its advisory services is located at 601 Union Street, Suite 1000, Seattle, WA 98101 4064, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-441-6300 or by fax 877-678-5844. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at kpcom.com.