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Lgt Clerestory LLC (New York)


Lgt Clerestory LLC is a large advisory firm based in New York. It manages $230.76 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.




Lgt Clerestory provides portfolio management for pooled investment vehicles, selection of other advisers, and sponsor of limited partnerships. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lgt Clerestory: assets under management

The assets under management (AUM) of Lgt Clerestory LLC is $230.76 million. The firm's AUM has grown by 162% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $132.61 million in discretionary accounts and $98.15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $44.2 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $98.15 million.
Lgt Clerestory has custody of $94.45 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lgt Clerestory LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Johann Adam Pius Ii Von Und Zu Liechtenstein Beneficiary 1 Jan 1970 Other 6026888
Lgt Holding International Ltd. Shareholder 1 Jul 2001 75% - 100% foreign entity
Prince Of Liechtenstein Foundation Beneficiary 1 Jul 2001 Other foreign entity
Lgt Group Foundation Shareholder 1 Sep 2004 75% - 100% foreign entity
Lgt Holding Denmark Aps Shareholder 1 Dec 2004 75% - 100% foreign entity
Lgt Holding (Malaysia) Limited Shareholder 1 Dec 2004 75% - 100% foreign entity
Lgt Capital Partners Ltd Shareholder 1 Oct 2012 75% - 100% foreign entity

Based in New York

The principal office where Lgt Clerestory LLC performs its advisory services is located at 1133 Avenue Of Americas, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-336-0650 or by fax 212-336-0699. The normal business hours are 9:00am - 6:00pm on Monday - Friday.


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