J.C. Flowers & Co. LLC (New York)

Name: J.C. Flowers & Co. LLC
Address: 767 Fifth Avenue, New York, NY, 10153
Telephone: 212-404-6800

J.C. Flowers & Co. LLC is a large advisory firm based in New York. It manages $5.4 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2008.

J.C. Flowers & provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J.C. Flowers &: assets under management

The assets under management (AUM) of J.C. Flowers & Co. LLC is $5.4 billion. The firm's AUM has gone down by -45% since the beginning of its operation, and $5.21 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $5.21 billion in discretionary accounts and $192.03 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.51 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $96.02 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J.C. Flowers & Co. LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients J.C. Flowers & serves?

The only and largest group of clients of J.C. Flowers & is pooled investment vehicles with 32 clients and $5.4 billion of assets under management. Among the 8 most similar advisory firms, J.C. Flowers & has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.4 billion for 32 clients. 97% of the firm’s clients are foreign persons or businesses.

J.C. Flowers & also advises several private funds. Namely, thirty private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at J.C. Flowers & Co. LLC

The company employs 40 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Christopher Flowers	Managing director	1 Nov 2000	75% - 100%	1050979
David Ira Schamis	Managing director	1 Nov 2000	Other	3133033
Sally Ann Rocker	Managing director & general counsel	1 Dec 2000	Other	5286094
Jcf Services Management Co. Llc	Managing member	1 Feb 2002	75% - 100%	45-0473257
Ravi Shankar Sinha	Managing director	1 Oct 2003	Other	1549442
Avshalom Yitzhak Kalichstein	Managing director	1 Apr 2004	Other	2782966
John Joseph Oros	Managing director	1 Jan 2006	Other	353421
Daniel James Katsikas	Chief financial officer & managing director	1 May 2007	Other	5447614
Edward Grebow	Managing director	1 May 2008	Other	4731953
Loren David Felsman	Managing director	1 Jul 2008	Other	5022823
Kristin Hazen Johnson	Managing director & chief compliance officer	1 Nov 2008	Other	5625115
Timothy Hanford	Managing director	1 Jan 2009	Other	5655677
Timothy John Hanford	Managing director	1 Jan 2009	Other	5655677
Thierry Georges Porte	Operating partner	1 Feb 2009	Other	1814117
Callum Mccarthy	Chairman of london office	1 Oct 2009	Other	2158972
David Morgan	Managing director	1 Nov 2009	Other	5762363
David Raymond Morgan	Managing director	1 Nov 2009	Other	5762363
Michael Christner	Managing director	1 Dec 2009	Other	5762361
Michael Johannes Christner	Managing director	1 Dec 2009	Other	5762361
Jon Stevens Corzine	Operating partner	1 Mar 2010	Other	811812
Jordan Bradley Robinson	Managing director & head of business development	1 Jun 2011	Other	5582709
Thierry Georges Porte	Managing director	1 Jan 2012	Other	1814117
Cristin Heather Brown	Managing director & chief financial officer	1 Oct 2012	Other	6128587
Cristin Brown	Chief financial officer	1 Oct 2012	Other	6128587
Todd Freebern	Managing director	1 Jan 2013	Other	5377701
Todd Michael Freebern	Managing director	1 Jan 2013	Other	5377701
Eric Christian Rahe	Managing director	1 Mar 2014	Other	2177913
David James Moffitt	Managing director	1 Sep 2014	Other	4336832
J.C. Flowers Asset Management Llc	Relying adviser	1 Sep 2014	Other	n/a
J.C. Flowers & Co. Llc (J.C. Flowers Asset Management Llc)	Sole member	1 Sep 2014	75% - 100%	n/a

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James Christopher Flowers	Managing member	1 Feb 2002	75% - 100%	1050979
J.C. Flowers & Co. Llc	Sole member	1 Sep 2014	75% - 100%	142529

Based in New York

The principal office where J.C. Flowers & Co. LLC performs its advisory services is located at 767 Fifth Avenue, New York, NY 10153, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-404-6800. The normal business hours are 9am to 6pm on Monday - Friday. You can find more information about the New York firm at jcfco.com.