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Sweeney, James Robert (Brentwood)


Sweeney, James Robert is a large advisory firm based in Brentwood. It manages $90 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Tennessee.

Sweeney, James Robert provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers, and security ratings or pricing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sweeney, James Robert: assets under management

The assets under management (AUM) of Sweeney, James Robert is $90 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $90 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $90 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sweeney, James Robert for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Debra Jean Malkiewicz Member 1 May 2004 25% - 50% 4804882
Joseph Wayne Barrett Member 1 May 2004 25% - 50% 4804889
Herbert Michael Barrett Member 1 May 2004 25% - 50% 4804892

Based in Brentwood

The principal office where Sweeney, James Robert performs its advisory services is located at 911 Stuart Lane, Brentwood, TN 37027, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 615-376-4767. The normal business hours are 9am - 5pm on Monday - Friday.


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